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Article 1 - Subject matter

Article 1
Subject matter

This Directive lays down rules concerning:

(a)

the initial capital of investment firms;

(b)

supervisory powers and tools for the prudential supervision of investment firms by competent authorities;

(c)

the prudential supervision of investment firms by competent authorities in a manner that is consistent with the rules set out in Regulation (EU) 2019/2033;

(d)

publication requirements for competent authorities in the field of prudential regulation and supervision of investment firms.

Official text · consolidated version 09/01/2024 (no longer in force) Open full page ↗
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