◷
New version applies from 09/01/2024 — introduced by Directive (EU) 2023/2864.
58 provisions change.
Later versions: 24/12/2024.
Directive (EU) 2019/2034
05/12/2019 → 25/12/2019: 0 inserted · 0 removed · 57 amended · 0 moved · 0 renamed · 58 unchanged
Position-only shifts inside the same heading are not changes. Amended = the printed text changed.
Preamble
Preamble · 1 unchanged
Recitals
Recitals · 45 unchanged
Recital 1 · Recital 2 · Recital 3 · Recital 4 · Recital 5 · Recital 6 · Recital 7 · Recital 8 · Recital 9 · Recital 10 · Recital 11 · Recital 12 · Recital 13 · Recital 14 · Recital 15 · Recital 16 · Recital 17 · Recital 18 · Recital 19 · Recital 20 · Recital 21 · Recital 22 · Recital 23 · Recital 24 · Recital 25 · Recital 26 · Recital 27 · Recital 28 · Recital 29 · Recital 30 · Recital 31 · Recital 32 · Recital 33 · Recital 34 · Recital 35 · Recital 36 · Recital 37 · Recital 38 · Recital 39 · Recital 40 · Recital 41 · Recital 42 · Recital 43 · Recital 44 · Recital 45
Title I - SUBJECT MATTER, SCOPE AND DEFINITIONS
- amended Article 1 - Subject matter Title I
- amended Article 2 - Scope Title I
- amended Article 3 - Definitions Title I
Title II - COMPETENT AUTHORITIES
- amended Article 4 - Designation and powers of the competent authorities Title II
- amended Article 5 - Discretion of competent authorities to subject certain investment firms to the requirements of Regulation (EU) No 575/2013 Title II
- amended Article 6 - Cooperation within a Member State Title II
- amended Article 7 - Cooperation within the European System of Financial Supervision Title II
Title II · 1 unchanged
Title III - INITIAL CAPITAL
- amended Article 9 - Initial capital Title III
- amended Article 10 - References to initial capital in Directive 2013/36/EU Title III
Title III · 1 unchanged
Title IV - PRUDENTIAL SUPERVISION
- amended Article 13 - Cooperation between competent authorities of different Member States Title IV › Chapter 1 › Section 1
- amended Article 14 - On‐the‐spot checking and inspection of branches established in another Member State Title IV › Chapter 1 › Section 1
- amended Article 15 - Professional secrecy and exchange of confidential information Title IV › Chapter 1 › Section 2
- amended Article 16 - Cooperation arrangements with third countries for the exchange of information Title IV › Chapter 1 › Section 2
- amended Article 17 - Duties of persons responsible for the control of annual and consolidated accounts Title IV › Chapter 1 › Section 2
- amended Article 18 - Administrative sanctions and other administrative measures Title IV › Chapter 1 › Section 3
- amended Article 19 - Investigatory powers Title IV › Chapter 1 › Section 3
- amended Article 20 - Publication of administrative sanctions and other administrative measures Title IV › Chapter 1 › Section 3
- amended Article 22 - Reporting of breaches Title IV › Chapter 1 › Section 3
- amended Article 24 - Internal capital and liquid assets Title IV › Chapter 2 › Section 1
- amended Article 25 - Scope of application of this Section Title IV › Chapter 2 › Section 2
- amended Article 26 - Internal governance Title IV › Chapter 2 › Section 2
- amended Article 27 - Country‐by‐country reporting Title IV › Chapter 2 › Section 2
- amended Article 28 - Role of the management body in risk management Title IV › Chapter 2 › Section 2
- amended Article 29 - Treatment of risks Title IV › Chapter 2 › Section 2
- amended Article 30 - Remuneration policies Title IV › Chapter 2 › Section 2
- amended Article 31 - Investment firms that benefit from extraordinary public financial support Title IV › Chapter 2 › Section 2
- amended Article 32 - Variable remuneration Title IV › Chapter 2 › Section 2
- amended Article 33 - Remuneration committee Title IV › Chapter 2 › Section 2
- amended Article 34 - Oversight of remuneration policies Title IV › Chapter 2 › Section 2
- amended Article 35 - EBA report on environmental, social, and governance risks Title IV › Chapter 2 › Section 2
- amended Article 36 - Supervisory review and evaluation Title IV › Chapter 2 › Section 3
- amended Article 37 - Ongoing review of the permission to use internal models Title IV › Chapter 2 › Section 3
- amended Article 38 - Supervisory measures Title IV › Chapter 2 › Section 4
- amended Article 39 - Supervisory powers Title IV › Chapter 2 › Section 4
- amended Article 40 - Additional own funds requirement Title IV › Chapter 2 › Section 4
- amended Article 41 - Guidance on additional own funds Title IV › Chapter 2 › Section 4
- amended Article 42 - Specific liquidity requirements Title IV › Chapter 2 › Section 4
- amended Article 44 - Publication requirements Title IV › Chapter 2 › Section 4
- amended Article 45 - Obligation to inform EBA Title IV › Chapter 2 › Section 4
- amended Article 46 - Determination of the group supervisor Title IV › Chapter 3 › Section 1
- amended Article 48 - Colleges of supervisors Title IV › Chapter 3 › Section 1
- amended Article 49 - Cooperation requirements Title IV › Chapter 3 › Section 1
- amended Article 50 - Verification of information concerning entities located in other Member States Title IV › Chapter 3 › Section 1
- amended Article 53 - Mixed‐activity holding companies Title IV › Chapter 3 › Section 2
- amended Article 54 - Sanctions Title IV › Chapter 3 › Section 2
- amended Article 55 - Assessment of third‐country supervision and other supervisory techniques Title IV › Chapter 3 › Section 2
- amended Article 56 - Cooperation with third‐country supervisory authorities Title IV › Chapter 3 › Section 2
Title IV · 7 unchanged
Article 12 · Article 21 · Article 23 · Article 43 · Article 47 · Article 51 · Article 52
Title V - PUBLICATION BY COMPETENT AUTHORITIES
- amended Article 57 - Publication requirements Title V
Title VI - DELEGATED ACTS
- amended Article 58 - Exercise of the delegation Title VI
Title VII - AMENDMENTS TO OTHER DIRECTIVES
- amended Article 59 - Amendment to Directive 2002/87/EC Title VII
- amended Article 60 - Amendment to Directive 2009/65/EC Title VII
- amended Article 61 - Amendment to Directive 2011/61/EU Title VII
- amended Article 62 - Amendments to Directive 2013/36/EU Title VII
- amended Article 63 - Amendments to Directive 2014/59/EU Title VII
- amended Article 64 - Amendments to Directive 2014/65/EU Title VII
Title VIII - FINAL PROVISIONS
- amended Article 66 - Review Title VIII
- amended Article 67 - Transposition Title VIII