Commission Delegated Regulation (EU) 2019/980
11/07/2019 → 17/09/2020: 1 inserted · 0 removed · 55 amended · 0 moved · 2 renamed · 55 unchanged
Position-only shifts inside the same heading are not changes. Amended = the printed text changed.
Preamble
Preamble · 1 unchanged
Recitals
Recitals · 33 unchanged
Recital 1 · Recital 2 · Recital 3 · Recital 4 · Recital 5 · Recital 6 · Recital 7 · Recital 8 · Recital 9 · Recital 10 · Recital 11 · Recital 12 · Recital 13 · Recital 14 · Recital 15 · Recital 16 · Recital 17 · Recital 18 · Recital 19 · Recital 20 · Recital 21 · Recital 22 · Recital 23 · Recital 24 · Recital 25 · Recital 26 · Recital 27 · Recital 28 · Recital 29 · Recital 30 · Recital 31 · Recital 32 · Recital 33
Chapter I - DEFINITIONS
- amended Article 1 - Definitions Chapter I
Chapter II - CONTENT OF THE PROSPECTUS
- amended Article 2 - Registration document for equity securities Chapter II › Section 1
- amended Article 4 - Registration document for secondary issuances of equity securities Chapter II › Section 1
- amended Article 8 - Registration document for wholesale non-equity securities Chapter II › Section 1
- amended Article 12 - Securities note for equity securities or units issued by collective investment undertakings of the closed-end type Chapter II › Section 2
- amended Article 13 - Securities note for secondary issuances of equity securities or of units issued by collective investment undertakings of the closed-end type Chapter II › Section 2
- amended Article 18 - Complex financial history and significant financial commitment of issuers of equity securities Chapter II › Section 3
- amended Article 19 - Securities that are exchangeable for or convertible into shares Chapter II › Section 3
- amended Article 20 - Securities giving rise to payment or delivery obligations linked to an underlying asset Chapter II › Section 3
- amended Article 23 - Consent Chapter II › Section 3
Chapter II · 13 unchanged
Article 3 · Article 5 · Article 6 · Article 7 · Article 9 · Article 10 · Article 11 · Article 14 · Article 15 · Article 16 · Article 17 · Article 21 · Article 22
Chapter III - FORMAT OF THE PROSPECTUS
- amended Article 24 - Format of a prospectus Chapter III
- amended Article 25 - Format of a base prospectus Chapter III
- amended Article 26 - Information to be included in the base prospectus and the final terms Chapter III
- amended Article 27 - Prospectus summary Chapter III
Chapter IV - THE EU GROWTH PROSPECTUS
- amended Article 28 - EU Growth registration document for equity securities Chapter IV
- amended Article 30 - EU Growth securities note for equity securities Chapter IV
- amended Article 32 - Format of the EU Growth prospectus Chapter IV
- amended Article 33 - Specific summary for the EU Growth prospectus Chapter IV
Chapter IV · 3 unchanged
Chapter V - SCRUTINY AND APPROVAL OF THE PROSPECTUS AND REVIEW OF THE UNIVERSAL REGISTRATION DOCUMENT
- amended Article 36 - Criteria for the scrutiny of the completeness of the information contained in the prospectus Chapter V
- amended Article 37 - Criteria for the scrutiny of the comprehensibility of the information contained in the prospectus Chapter V
- amended Article 38 - Criteria for the scrutiny of the consistency of the information contained in the prospectus Chapter V
- amended Article 41 - Proportionate approach in the scrutiny of draft prospectuses and review of the universal registration document Chapter V
- amended Article 42 - Submission of an application for approval of a draft prospectus or filing of a universal registration document or of amendments thereto Chapter V
- amended Article 43 - Changes to a draft prospectus during the approval procedure Chapter V
- amended Article 44 - Submission for approval of the final draft of the prospectus Chapter V
- amended Article 45 - Acknowledgment of the receipt of an application for approval of a draft prospectus, or of the filing of a universal registration document or of an amendment thereto, and processing of an application for approval of a draft prospectus Chapter V
Chapter V · 3 unchanged
Chapter VI - FINAL PROVISIONS
- inserted Article 46a - Prospectuses approved between 21 July 2019 and 16 September 2020 Chapter VI
Chapter VI · 2 unchanged
Annexes
- amended Annex 1
- amended Annex 2
- amended Annex 3
- amended Annex 4
- amended Annex 5
- amended Annex 6
- amended Annex 7
- amended Annex 8
- amended Annex 9
- amended Annex 10
- amended Annex 11
- amended Annex 12
- amended Annex 13
- amended Annex 14
- amended Annex 15
- amended Annex 16
- amended Annex 17
- amended Annex 18
- amended Annex 19
- amended Annex 20
- amended Annex 21
- amended Annex 22
- amended Annex 23
- amended Annex 24
- amended Annex 25
- amended Annex 26
- amended Annex 27
- amendedrenamed Annex 28 - LIST OF ADDITIONAL INFORMATION IN THE FINAL TERMS was “Annex 28”
- amendedrenamed Annex 29 - LIST OF SPECIALIST ISSUERS was “Annex 29”