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Preamble
Recitals 90
Chapter I - GENERAL PROVISIONS (Article 1-4) 4
Chapter II - REGISTRATION (Article 5-13) 9
Chapter III - CROSS-BORDER PROVISION AND PORTABILITY OF PEPP (Article 14-21) 8
Chapter IV - DISTRIBUTION AND INFORMATION REQUIREMENTS (Article 22-40) 19
Chapter V - ACCUMULATION PHASE (Article 41-47) 7
Chapter VI - INVESTOR PROTECTION (Article 48-51) 4
Chapter VII - SWITCHING OF PEPP PROVIDERS (Article 52-56) 5
Chapter VIII - DECUMULATION PHASE (Article 57-60) 4
Chapter IX - SUPERVISION (Article 61-66) 6
Chapter X - PENALTIES (Article 67-70a) 5
Chapter XI - FINAL PROVISIONS (Article 71-74) 4
Amending acts 1
- Regulation (EU) 2023/2869from 09/01/2024

Article 11 - Prudential regime applicable to different types of providers

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Article 11

Prudential regime applicable to different types of providers

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PEPP providers and PEPP distributors shall comply with this Regulation, as well as with the relevant prudential regime applicable to them in accordance with the legislative acts referred to in Articles 6(1) and 10(2).

Official text · consolidated version 09/01/2024 (in force) Open full page ↗