Preamble
Recitals 51
Part I - GENERAL PROVISIONS (Article 1-8) 8
- Title I - SUBJECT MATTER, SCOPE AND DEFINITIONS (Article 1-4) 4
- Title II - LEVEL OF APPLICATION OF REQUIREMENTS (Article 5-8) 4
  - Chapter 1 - Application of requirements on an individual basis (Article 5-6) 2
    
    Article 5 - General principle
    
    Article 6 - Exemptions
  - Chapter 2 - Prudential consolidation and exemptions for an investment firm group (Article 7-8) 2
Part II - OWN FUNDS (Article 9-10) 2
Part III - CAPITAL REQUIREMENTS (Article 11-34) 24
Part IV - CONCENTRATION RISK (Article 35-42) 8
Part V - LIQUIDITY (Article 43-45) 3
Part VI - DISCLOSURE BY INVESTMENT FIRMS (Article 46-53) 9
Part VII - REPORTING BY INVESTMENT FIRMS (Article 54-55) 2
Part VIII - DELEGATED ACTS (Article 56) 1
Part IX - TRANSITIONAL PROVISIONS, REPORTS, REVIEWS AND AMENDMENTS (Article 57-64) 8
Part X - FINAL PROVISIONS (Article 65-66) 2
Amending acts 1
- Regulation (EU) 2023/2869from 09/01/2024

Article 5 - General principle

Article 5

General principle

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Investment firms shall comply with the requirements laid down in Parts Two to Seven on an individual basis.

Official text · consolidated version 09/01/2024 (in force) Open full page ↗