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New version applies from 11/07/2023 — introduced by Commission Implementing Regulation (EU) 2022/1994.
22 provisions change.
Later versions: 01/09/2024.
Commission Implementing Regulation (EU) 2021/451
20/03/2021 → 03/03/2022: 0 inserted · 0 removed · 48 amended · 0 moved · 27 renamed · 19 unchanged
Position-only shifts inside the same heading are not changes. Amended = the printed text changed.
Preamble
Preamble · 1 unchanged
Recitals
Recitals · 16 unchanged
Recital 1 · Recital 2 · Recital 3 · Recital 4 · Recital 5 · Recital 6 · Recital 7 · Recital 8 · Recital 9 · Recital 10 · Recital 11 · Recital 12 · Recital 13 · Recital 14 · Recital 15 · Recital 16
Outside any heading
- amended Article 2 - Reporting reference dates
- amended Article 3 - Reporting remittance dates
- amended Article 4 - Reporting thresholds – entry and exit criteria
- amended Article 5 - Reporting on own funds and own funds requirements on an individual basis – quarterly reporting
- amended Article 6 - Reporting on own funds and own funds requirements on an individual basis – semi-annual reporting
- amended Article 7 - Reporting on own funds and own funds requirements on a consolidated basis
- amended Article 8 - Reporting on own funds and own funds requirements – additional reporting requirements on individual and consolidated basis
- amended Article 9 - Reporting on own funds and own funds requirements for investment firms subject to Articles 95 and 96 of Regulation (EU) No 575/2013 on an individual basis
- amended Article 10 - Reporting on own funds and own funds requirements for groups that consist only of investment firms subject to Articles 95 and 96 of Regulation (EU) No 575/2013 on a consolidated basis
- amendedrenamed Article 11 - Reporting on financial information on a consolidated basis for institutions subject to Regulation (EC) No 1606/2002 of the European Parliament and of the Council ( 2 ) was “Article 11 - Reporting on financial information on a consolidated basis for institutions subject to Regulation (EC) No 1606/2002 of the European Parliament and of the Council (10)”
- amended Article 12 - Reporting on financial information on a consolidated basis for institutions applying national accounting frameworks
- amended Article 13 - Reporting on losses stemming from lending collateralised by immovable property in accordance with Article 430a(1) of Regulation (EU) No 575/2013 on an individual and a consolidated basis
- amended Article 14 - Reporting on large exposures on an individual and a consolidated basis
- amended Article 15 - Reporting on leverage ratio on an individual and a consolidated basis
- amended Article 16 - Reporting on the liquidity coverage requirement on an individual and a consolidated basis
- amended Article 17 - Reporting on stable funding on an individual and a consolidated basis
- amended Article 18 - Reporting on additional liquidity monitoring metrics on an individual and a consolidated basis
- amended Article 19 - Reporting on asset encumbrance on an individual and a consolidated basis
- amended Article 20 - Supplementary reporting on a consolidated basis for the purposes of identifying G-SIIs and assigning G-SII buffer rates
- amended Article 21 - Data exchange formats and information accompanying submissions
- amended Article 23 - Entry into force and application
Outside any heading · 2 unchanged
Annexes
- amendedrenamed Annex I - REPORTING ON OWN FUNDS AND OWN FUNDS REQUIREMENTS was “Annex I”
- amendedrenamed Annex II - INSTRUCTIONS FOR REPORTING ON OWN FUNDS AND OWN FUNDS REQUIREMENTS was “Annex II”
- amendedrenamed Annex III - REPORTING FINANCIAL INFORMATION ACCORDING TO IFRS was “Annex III”
- amendedrenamed Annex IV - REPORTING FINANCIAL INFORMATION ACCORDING TO NATIONAL ACCOUNTING FRAMEWORKS was “Annex IV”
- amendedrenamed Annex V - INSTRUCTIONS FOR REPORTING ON FINANCIAL INFORMATION was “Annex V”
- amendedrenamed Annex VI - REPORTING ON LOSSES STEMMING FROM LENDING COLLATERALISED BY IMMOVABLE PROPERTY was “Annex VI”
- amendedrenamed Annex VII - INSTRUCTIONS FOR REPORTING ON LOSSES STEMMING FROM LENDING COLLATERALISED BY IMMOVABLE PROPERTY was “Annex VII”
- amendedrenamed Annex VIII - TEMPLATES FOR REPORTING LARGE EXPOSURES AND CONCENTRATION RISK was “Annex VIII”
- amendedrenamed Annex IX - INSTRUCTIONS FOR REPORTING ON LARGE EXPOSURES AND CONCENTRATION RISK was “Annex IX”
- amendedrenamed Annex X - REPORTING ON LEVERAGE was “Annex X”
- amendedrenamed Annex XI - INSTRUCTIONS FOR REPORTING ON LEVERAGE was “Annex XI”
- amendedrenamed Annex XII - REPORTING ON NET STABLE FUNDING RATIO was “Annex XII”
- amendedrenamed Annex XIII - INSTRUCTIONS FOR REPORTING ON STABLE FUNDING was “Annex XIII”
- amendedrenamed Annex XIV - Single Data Point Model was “Annex XIV”
- amendedrenamed Annex XV - Validation Rules was “Annex XV”
- amendedrenamed Annex XVI - REPORTING TEMPLATES ON ASSET ENCUMBRANCE was “Annex XVI”
- amendedrenamed Annex XVII - INSTRUCTION FOR REPORTING ON ASSET ENCUMBRANCE was “Annex XVII”
- amended Annex XVIII
- amendedrenamed Annex XIX - INSTRUCTIONS FOR REPORTING ON ADDITIONAL LIQUIDITY MONITORING METRICS was “Annex XIX”
- amendedrenamed Annex XX - REPORTING ON COUNTERBALANCING CAPACITY was “Annex XX”
- amendedrenamed Annex XXI - INSTRUCTIONS FOR REPORTING ON CONCENTRATION OF COUNTERBALANCING CAPACITY was “Annex XXI”
- amendedrenamed Annex XXII - REPORTING ON AMM MATURITY LADDER was “Annex XXII”
- amendedrenamed Annex XXIII - INSTRUCTIONS FOR REPORTING ON THE MATURITY LADDER was “Annex XXIII”
- amendedrenamed Annex XXIV - REPORTING ON LIQUIDITY was “Annex XXIV”
- amendedrenamed Annex XXV - INSTRUCTIONS FOR COMPLETING LIQUIDITY TEMPLATES OF ANNEX XXIV was “Annex XXV”
- amendedrenamed Annex XXVI - SUPPLEMENTARY REPORTING FOR THE PURPOSE OF IDENTIFYING AND ASSIGNING G-SII BUFFER RATES was “Annex XXVI”
- amendedrenamed Annex XXVII - REPORTING INSTRUCTIONS FOR THE PURPOSE OF IDENTIFYING AND ASSIGNING G-SII BUFFER RATES was “Annex XXVII”