supervised persons

Definitions over time (1)

11/06/2016 – today applies on 11/11/2026 Article 1, Commission Delegated Regulation (EU) 2016/908 Scope: Whole act

For the purposes of this Regulation, ‘supervised persons’ means any of the following: investment firms authorised under Directive 2014/65/EU of the European Parliament and of the Council (^{3}); credit institutions authorised under Directive 2013/36/EU of the European Parliament and of the Council (^{4}); financial counterparties as defined in Article 2(8) of Regulation (EU) No 648/2012 of the European Parliament and of the Council (^{5}); any person subject to authorisation, organisational requirements and supervision by ‘competent financial authority’ or ‘national regulatory authority’ as defined in Regulation (EU) No 1227/2011 of the European Parliament and of the Council (^{6}); any person subject to authorisation, organisational requirements and supervision by competent authorities, regulators or agencies responsible for commodities spot or derivatives markets; operators with compliance obligations under Directive 2003/87/EC of the European Parliament and of the Council (^{7}) establishing a scheme for greenhouse gas emission allowance trading.