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Directive (EU) 2019/2034

Preamble
Recitals 45
Title I - SUBJECT MATTER, SCOPE AND DEFINITIONS (Article 1-3) 3
Title II - COMPETENT AUTHORITIES (Article 4-8) 5
Title III - INITIAL CAPITAL (Article 9-11) 3
Title IV - PRUDENTIAL SUPERVISION (Article 12-56) 46
Title V - PUBLICATION BY COMPETENT AUTHORITIES (Article 57) 1
Title VI - DELEGATED ACTS (Article 58) 1
Title VII - AMENDMENTS TO OTHER DIRECTIVES (Article 59-64) 6
Title VIII - FINAL PROVISIONS (Article 65-69) 5
Amending acts 2
- Directive (EU) 2024/2994from 24/12/2024
- Directive (EU) 2023/2864from 09/01/2024

investment firm

Defined in Article 3, Directive (EU) 2019/2034

Definitions over time (2)

09/01/2024 – today applies on 12/11/2026 Article 3, Directive (EU) 2019/2034 Scope: Whole act

For the purposes of this Directive, the following definitions apply:

‘investment firm’ means an investment firm as defined in point (1) Article 4(1) of Directive 2014/65/EU;
05/12/2019 – 25/12/2019 Article 3, Directive (EU) 2019/2034 Scope: Whole act

For the purposes of this Directive, the following definitions apply:

‘investment firm’ means an investment firm as defined in point (1) Article 4(1) of Directive 2014/65/EU;

Earlier definition records in this act (1)

Open an entry to see its definitions, dates and uses. Separate scopes and histories are kept intact.

Article 3(1)(19) Historical · definitions end 09/01/2024

Used in (460 places in 90 provisions on 12/11/2026)

Directive (EU) 2019/2034 (460 in 90)

Recital 1 · Recital 2³ · Recital 3⁵ · Recital 4⁴ · Recital 5⁵ · Recital 6⁷ · Recital 7² · Recital 8² · Recital 9⁴ · Recital 10 · Recital 11⁵ · Recital 12⁶ · Recital 13² · Recital 14 · Recital 16³ · Recital 18 · Recital 20³ · Recital 21² · Recital 22⁶ · Recital 23³ · Recital 24³ · Recital 25⁸ · Recital 26 · Recital 29² · Recital 30² · Recital 31² · Recital 32³ · Recital 33² · Recital 35⁵ · Recital 36 · Recital 39 · Recital 40² · Recital 41⁵ · Recital 43 · Recital 44 · Preamble · Article 1⁴ · Article 2² · Article 3¹⁶ · Article 4⁶ · Article 5¹³ · Article 9⁶ · Article 10³ · Article 11 · Article 12 · Article 13¹¹ · Article 14³ · Article 15² · Article 16² · Article 17⁴ · Article 18⁶ · Article 19 · Article 20 · Article 22⁵ · Article 24⁶ · Article 25⁹ · Article 26⁵ · Article 27³ · Article 28¹² · Article 29¹³ · Article 30¹⁰ · Article 31³ · Article 32²⁸ · Article 33⁴ · Article 34⁴ · Article 35⁵ · Article 36¹⁴ · Article 37¹⁰ · Article 38³ · Article 39¹⁷ · Article 40¹³ · Article 41⁷ · Article 42⁸ · Article 43² · Article 44⁸ · Article 44a⁷ · Article 45 · Article 46¹⁵ · Article 47 · Article 48⁶ · Article 49¹⁰ · Article 50 · Article 53⁵ · Article 55² · Article 56³ · Article 62¹⁷ · Article 63⁶ · Article 64² · Article 65 · Article 66⁶