Preamble
Recitals 89
Chapter 1 - GENERAL PROVISIONS (Article 1-6) 6
Chapter 2 - INSIDE INFORMATION, INSIDER DEALING, UNLAWFUL DISCLOSURE OF INSIDE INFORMATION AND MARKET MANIPULATION (Article 7-16) 10
Chapter 3 - DISCLOSURE REQUIREMENTS (Article 17-21a) 6
Chapter 4 - ESMA AND COMPETENT AUTHORITIES (Article 22-29) 9
Chapter 5 - ADMINISTRATIVE MEASURES AND SANCTIONS (Article 30-34) 5
Chapter 6 - DELEGATED ACTS AND IMPLEMENTING ACTS (Article 35-36) 2
Chapter 7 - FINAL PROVISIONS (Article 37-39) 3
Annexes 2
- Annex I - A.Indicators of manipulative behaviour relating to false or misleading signals and to price securing
- Annex II
Amending acts 5

investment firm

Definitions over time (1)

03/07/2016 – today applies on 12/11/2026 Article 3, Market Abuse Regulation (MAR) Scope: Whole act

For the purposes of this Regulation, the following definitions apply:

‘investment firm’ means an investment firm as defined in point (1) of Article 4(1) of Directive 2014/65/EU;

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