non-financial entity

Defined in Article 2, Commission Delegated Regulation (EU) 2017/591

Definitions over time (1)

  1. 20/04/2017 – today applies on 10/11/2026 Article 2, Commission Delegated Regulation (EU) 2017/591 Scope: Whole act

    For the purposes of this Regulation, the following definitions shall apply:

    ‘non-financial entity’ means a natural or legal person other than: an investment firm authorised in accordance with Directive 2014/65/EC, a credit institution authorised in accordance with Directive 2013/36/EU of the European Parliament and of the Council (^{4}), an insurance undertaking authorised in accordance with Council Directive 73/239/EEC (^{5}), an assurance undertaking authorised in accordance with Directive 2002/83/EC of the European Parliament and of the Council (^{6}), a reinsurance undertaking authorised in accordance with Directive 2005/68/EC of the European Parliament and of the Council (^{7}), a UCITS and, where relevant, its management company, authorised in accordance with Directive 2009/65/EC of the European Parliament and of the Council (^{8}), an institution for occupational retirement provision within the meaning of Article 6(a) of Directive 2003/41/EC of the European Parliament and of the Council (^{9}), an alternative investment fund managed by AIFMs authorised or registered in accordance with Directive 2011/61/EU of the European Parliament and of the Council (^{10}), a CCP authorised in accordance with Regulation (EU) No 648/2012 of the European Parliament and of the Council (^{11}), a central securities depositary authorised in accordance with Regulation (EU) No 909/2014 of the European Parliament and of the Council (^{12}). A third-country entity is a non-financial entity if it would not require authorisation under any of the aforementioned legislation if it was based in the Union and subject to Union law.

Used in (27 places in 7 provisions on 10/11/2026)

Commission Delegated Regulation (EU) 2017/591 (27 in 7)

Recital 7 · Recital 83 · Recital 104 · Article 22 · Article 32 · Article 76 · Article 89

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