investment firm

Defined in Article 3, Regulation (EC) No 1060/2009

Uses as of 26/07/2016

Definitions over time (1)

1. 20/06/2013 – today applies on 26/07/2016 Article 3, Regulation (EC) No 1060/2009 Scope: Whole act

   For the purpose of this Regulation, the following definitions shall apply:

   ‘investment firm’ means an investment firm as defined in point (1) of Article 4(1) of Directive 2004/39/EC;

Used in (6 places in 4 provisions on 26/07/2016)

Regulation (EC) No 1060/2009 (6 in 4)

Recital 1 · Recital 2 · Article 3³ · Article 4