retail client
Defined in Article 4, Directive 2014/65/EU (MIFID II)
Definitions over time (2)
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31/12/2019 – today applies on 12/11/2026 Article 4, Directive 2014/65/EU (MIFID II) Scope: Whole act
For the purposes of this Directive, the following definitions apply:
‘retail client’ means a client who is not a professional client;
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17/09/2014 – 01/07/2016 Article 4, Directive 2014/65/EU (MIFID II) Scope: Whole act
For the purposes of this Directive, the following definitions apply:
‘retail client’ means a client who is not a professional client;
Earlier definition records in this act (2)
Open an entry to see its definitions, dates and uses. Separate scopes and histories are kept intact.
- Article 4(1)(11) Historical · definitions end 17/09/2014
- Article 4(1)(11) Historical · definitions end 31/12/2019
Used in (28 places in 15 provisions on 12/11/2026)
Directive 2014/65/EU (MIFID II) (28 in 15)
Recital 52 · Recital 79 · Recital 812 · Recital 82 · Recital 87 · Recital 93 · Recital 104 · Recital 1092 · Article 4 · Article 16 · Article 2411 · Article 252 · Article 27 · Article 39 · Article 42