home Member State

Defined in Article 2, Short Selling Regulation

Definitions over time (2)

  1. 31/01/2022 – today applies on 11/11/2026 Article 2, Short Selling Regulation Scope: Whole act

    For the purpose of this Regulation, the following definitions apply:

    ‘home Member State’ means: in relation to an investment firm within the meaning of point (1) of Article 4(1) of Directive 2004/39/EC, or to a regulated market within the meaning of point (14) of Article 4(1) of Directive 2004/39/EC, the home Member State within the meaning of point (20) of Article 4(1) of Directive 2004/39/EC; in relation to a credit institution, the home Member State within the meaning of point (7) of Article 4 of Directive 2006/48/EC of the European Parliament and of the Council of 14 June 2006 relating to the taking up and pursuit of the business of credit institutions (^{1}); in relation to a legal person not referred to in point (i) or (ii), the Member State in which its registered office is situated or, if it has no registered office, the Member State in which its head office is situated; in relation to a natural person, the Member State in which that person’s head office is situated, or, where there is no head office, the Member State in which that person is domiciled;

  2. 17/09/2014 – 31/01/2022 Article 2, Short Selling Regulation Scope: Whole act

    For the purpose of this Regulation, the following definitions apply:

    ‘home Member State’ means: in relation to an investment firm within the meaning of point (1) of Article 4(1) of Directive 2004/39/EC, or to a regulated market within the meaning of point (14) of Article 4(1) of Directive 2004/39/EC, the home Member State within the meaning of point (20) of Article 4(1) of Directive 2004/39/EC; in relation to a credit institution, the home Member State within the meaning of point (7) of Article 4 of Directive 2006/48/EC of the European Parliament and of the Council of 14 June 2006 relating to the taking up and pursuit of the business of credit institutions (^{10}); in relation to a legal person not referred to in point (i) or (ii), the Member State in which its registered office is situated or, if it has no registered office, the Member State in which its head office is situated; in relation to a natural person, the Member State in which that person’s head office is situated, or, where there is no head office, the Member State in which that person is domiciled;

Earlier definition records in this act (1)

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Used in (9 places in 3 provisions on 11/11/2026)

Short Selling Regulation (9 in 3)

Article 23 · Article 173 · Article 233

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