financial adviser

Definitions over time (1)

12/07/2020 – today applies on 12/11/2026 Article 2, Regulation (EU) 2019/2088 (SFDR) Scope: Whole act

For the purposes of this Regulation, the following definitions apply:

‘financial adviser’ means: an insurance intermediary which provides insurance advice with regard to IBIPs; an insurance undertaking which provides insurance advice with regard to IBIPs; a credit institution which provides investment advice; an investment firm which provides investment advice; an AIFM which provides investment advice in accordance with point (b)(i) of Article 6(4) of Directive 2011/61/EU; or a UCITS management company which provides investment advice in accordance with point (b)(i) of Article 6(3) of Directive 2009/65/EC;

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