investment firm

Defined in Article 2, Directive 2002/87/EC

Uses as of 29/10/2012

Definitions over time (3)

1. 01/01/2014 – today Article 2, Directive 2002/87/EC Scope: Whole act

   ‘investment firm’ means an investment firm within the meaning of point 1 of Article 4(1) of Directive 2004/39/EC, including the undertakings referred to in Article 3(1)(d) of Directive 2006/49/EC of the European Parliament and of the Council of 14 June 2006 on the capital adequacy of investment firms and credit institutions (^{8}) or an undertaking the registered office of which is in a third country and which would require authorisation under Directive 2004/39/EC if its registered office were in the Union;

2. 09/12/2011 – 01/01/2014 applies on 29/10/2012 Article 2, Directive 2002/87/EC Scope: Whole act

   ‘investment firm’ means an investment firm within the meaning of point 1 of Article 4(1) of Directive 2004/39/EC, including the undertakings referred to in Article 3(1)(d) of Directive 2006/49/EC of the European Parliament and of the Council of 14 June 2006 on the capital adequacy of investment firms and credit institutions (^{21}) or an undertaking the registered office of which is in a third country and which would require authorisation under Directive 2004/39/EC if its registered office were in the Union;

3. 13/04/2005 – 09/12/2011 Article 2, Directive 2002/87/EC Scope: Whole act

   ‘investment firm’ shall mean an investment firm within the meaning of Article 1(2) of Directive 93/22/EEC, including the undertakings referred to in Article 2(4) of Directive 93/6/EEC;

Used in (64 places in 23 provisions on 29/10/2012)

Directive 2002/87/EC (64 in 23)

Recital 1³ · Recital 2² · Recital 3 · Recital 5 · Recital 7 · Recital 12 · Recital 13 · Recital 16 · Recital 20 · Preamble · Article 2⁶ · Article 6 · Article 22⁹ · Article 23⁹ · Article 24 · Article 25 · Article 26⁵ · Article 27⁴ · Article 28³ · Article 29⁸ · Article 30² · Article 30a · Annex I