Preamble
Recitals 34
Chapter I - SCOPE (Article 1) 1
Chapter II - SAFEGUARDING OF CLIENT FINANCIAL INSTRUMENTS AND FUNDS (Article 2-8) 7
Chapter III - PRODUCT GOVERNANCE REQUIREMENTS (Article 9-10) 2
Chapter IV - INDUCEMENTS (Article 11-13) 3
Chapter V - FINAL PROVISIONS (Article 14-16) 3
Amending acts 2
- Commission Delegated Directive (EU) 2026/374from 06/06/2026
- Commission Delegated Directive (EU) 2021/1269from 22/11/2022

securities financing transaction

Definitions over time (2)

22/11/2022 – today applies on 11/11/2026 Article 1, Commission Delegated Directive (EU) 2017/593 Scope: Whole act

‘securities financing transaction’ means transactions as defined in Article 3 point (11) of Regulation (EU) 2015/2365 of the European Parliament and of the Council (3) on transparency of securities financing transactions and of reuse.
20/04/2017 – 22/11/2022 Article 1, Commission Delegated Directive (EU) 2017/593 Scope: Whole act

3. ‘securities financing transaction’ means transactions as defined in Article 3 point (11) of Regulation (EU) 2015/2365 of the European Parliament and of the Council (^{6}) on transparency of securities financing transactions and of reuse.