Preamble
Recitals 41
Chapter I - GENERAL (Article 1) 1
Chapter II - INDIRECT CLEARING ARRANGEMENTS (Article 4(4) of Regulation (EU) No 648/2012) (Article 2-5b) 6
Chapter III - NOTIFICATION TO ESMA FOR THE PURPOSE OF THE CLEARING OBLIGATION (Article 5(1) of Regulation (EU) No 648/2012) (Article 6) 1
Chapter IV - CRITERIA FOR THE DETERMINATION OF THE CLASSES OF OTC DERIVATIVE CONTRACTS SUBJECT TO THE CLEARING OBLIGATION (Article 5(4) of Regulation (EU) No 648/2012) (Article 7) 1
Chapter V - PUBLIC REGISTER (Article 6(4) of Regulation (EU) No 648/2012) (Article 8) 1
Chapter VI - LIQUIDITY FRAGMENTATION (Article 8(5) of Regulation (EU) No 648/2012) (Article 9) 1
Chapter VII - NON-FINANCIAL COUNTERPARTIES (Article 10-11) 2
Chapter VIII - RISK-MITIGATION TECHNIQUES FOR OTC DERIVATIVE CONTRACTS NOT CLEARED BY A CCP (Article 12-21) 10
Amending acts 2
- Commission Delegated Regulation (EU) 2022/2310from 29/11/2022
- Commission Delegated Regulation (EU) 2017/2155from 03/01/2018

indirect client

Definitions over time (1)

03/01/2018 – today applies on 11/11/2026 Article 1, Commission Delegated Regulation (EU) No 149/2013 Scope: Whole act

For the purposes of this Regulation the following definitions apply:

‘indirect client’ means the client of a client of a clearing member;

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