Preamble
Recitals 37
Title I - DEFINITIONS AND SCOPE OF APPLICATION (Article 1-2) 2
Title II - GENERAL PROVISIONS CONCERNING THE OFFICIAL LISTING OF SECURITIES (Article 5-19) 15
Title III - PARTICULAR CONDITIONS RELATING TO OFFICIAL LISTINGS OF SECURITIES (Article 42-63) 22
Title IV - OBLIGATIONS RELATING TO SECURITIES ADMITTED TO OFFICIAL LISTING (Article 64) 1
Title VI - COMPETENT AUTHORITIES AND COOPERATION BETWEEN MEMBER STATES (Article 105-107) 3
Title VII - CONTACT COMMITTEE (Article 109) 1
Title VIII - FINAL PROVISIONS (Article 110-113) 4
Annexes 2
- Annex II - Repealed Directives and their successive amendments (referred to in Article 111)
- Annex III - CORRELATION TABLE
Amending acts 4

collective investment undertakings other than the closed-end type

Definitions over time (1)

20/01/2007 – today applies on 12/11/2026 Article 1, Directive 2001/34/EC Scope: Whole act

‘collective investment undertakings other than the closed-end type’ shall mean unit trusts and investment companies: the object of which is the collective investment of capital provided by the public, and which operate on the principle of risk spreading, and the units of which are, at the holders' request, repurchased or redeemed, directly or indirectly, out of the assets of these undertakings. Action taken by such undertakings to ensure that the stock exchange value of its units does not significantly vary from their net asset value shall be regarded as equivalent to such repurchase or redemption;