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New version applies from 03/01/2018 — introduced by Directive 2014/65/EU (MIFID II). 152 provisions change. Recital 36 is deleted from 03/01/2018.

View as of 03/01/2018 What changes

Recital 36

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Recital 36

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(36)Persons who provide investment services on behalf of more than one investment firm should not be considered as tied agents but as investment firms when they fall under the definition provided in this Directive, with the exception of certain persons who may be exempted.

Metadata

Not in force since 02/01/2018

↻ Amendments (0)

4 of the 4 later versions carry the same text as the version before (re-issued on a consolidation date); they are listed but not counted.

04/01/2011 current no text change by Directive 2010/78/EU
20/03/2008 no text change by Directive 2008/10/EC
21/09/2007 no text change by Directive 2007/44/EC
28/04/2006 no text change by Directive 2006/31/EC
30/04/2004 first version in the database