◷
New version applies from 22/09/2012 — introduced by Commission Delegated Regulation (EU) No 862/2012.
58 provisions change.
Later versions: 01/07/2013, 28/08/2013, 01/01/2015, 24/03/2016.
Commission Regulation (EC) No 809/2004
Not in force · replaced by Commission Delegated Regulation (EU) 2019/980
01/01/2012 → 01/07/2012: 14 inserted · 1 removed · 63 amended · 0 moved · 9 renamed · 30 unchanged
Position-only shifts inside the same heading are not changes. Amended = the printed text changed.
Preamble
Preamble · 1 unchanged
Recitals
- amended Recital 1
- amended Recital 2
- amended Recital 3
- amended Recital 4
- amended Recital 5
- amended Recital 6
- amended Recital 7
- amended Recital 8
- amended Recital 9
- amended Recital 10
- amended Recital 11
- amended Recital 12
- amended Recital 13
- amended Recital 14
- amended Recital 15
- amended Recital 16
- amended Recital 17
- amended Recital 18
- amended Recital 19
- amended Recital 20
- amended Recital 21
- amended Recital 22
- amended Recital 23
- amended Recital 24
- amended Recital 25
- amended Recital 26
- amended Recital 27
- amended Recital 28
- amended Recital 29
- amended Recital 30
- amended Recital 31
- amended Recital 32
- amended Recital 33
- amended Recital 34
- amended Recital 35
- amended Recital 36
- amended Recital 37
- amended Recital 38
- amended Recital 39
Chapter I - SUBJECT MATTER AND DEFINITIONS
- amended Article 1 - Subject matter Chapter I
- amended Article 2 - Definitions Chapter I
- inserted Article 2a - Categories of information in the base prospectus and the final terms Chapter I
Chapter II - MINIMUM INFORMATION
- amended Article 3 - Minimum information to be included in a prospectus Chapter II
- amended Article 4a - Share registration document schedule in cases of complex financial history or significant financial commitment Chapter II
- amendedrenamed Article 7 - Debt and derivative securities registration document schedule for securities with a denomination per unit of less than EUR ►M5 100 000 ◄ Chapter II was “Article 7 - Debt and derivative securities registration document schedule for securities with a denomination per unit of less than EUR 50 000”
- amendedrenamed Article 8 - Securities note schedule for debt securities with a denomination per unit of less than EUR ►M5 100 000 ◄ Chapter II was “Article 8 - Securities note schedule for debt securities with a denomination per unit of less than EUR 50 000”
- amended Article 9 - Guarantees building block Chapter II
- amendedrenamed Article 12 - Debt and derivative securities registration document schedule for securities with a denomination per unit of at least EUR ►M5 100 000 ◄ Chapter II was “Article 12 - Debt and derivative securities registration document schedule for securities with a denomination per unit of at least EUR 50 000”
- amendedrenamed Article 16 - Securities note schedule for debt securities with a denomination per unit of at least EUR ►M5 100 000 ◄ Chapter II was “Article 16 - Securities note schedule for debt securities with a denomination per unit of at least EUR 50 000”
- amended Article 21 - Combination of schedules and building blocks Chapter II
- amended Article 22 - Minimum information to be included in a base prospectus and its related final terms Chapter II
- amendedrenamed Article 24 - Content of the summary of the prospectus, of the base prospectus and of the individual issue Chapter II was “Article 24 - Content of the summary of prospectus and base prospectus”
Chapter II · 13 unchanged
Article 4 · Article 5 · Article 6 · Article 10 · Article 11 · Article 13 · Article 14 · Article 15 · Article 17 · Article 18 · Article 19 · Article 20 · Article 23
Chapter III - FORMAT OF THE PROSPECTUS, BASE PROSPECTUS AND SUPPLEMENTS
- amended Article 25 - Format of the prospectus Chapter III
- amended Article 26 - Format of the base prospectus and its related final terms Chapter III
Chapter IV - INFORMATION AND INCORPORATION BY REFERENCE
- removed Article 27 - Publication of the document referred to in Article 10(1) of Directive 2003/71/EC Chapter IV
Chapter IV · 1 unchanged
Chapter IIIA - PROPORTIONATE DISCLOSURE REGIME inserted
- inserted Article 26a - Proportionate schedule for rights issues Chapter IIIA
- inserted Article 26b - Proportionate schedules for small and medium-sized enterprises and companies with reduced market capitalisation Chapter IIIA
- inserted Article 26c - Proportionate requirements for issues by credit institutions referred to in Article 1(2)(j) of Directive 2003/71/EC Chapter IIIA
Chapter V - PUBLICATION AND DISSEMINATION OF ADVERTISEMENTS
- amended Article 34 - Dissemination of advertisements Chapter V
Chapter V · 5 unchanged
Article 29 · Article 30 · Article 31 · Article 32 · Article 33
Chapter VI - TRANSITIONAL AND FINAL PROVISIONS
- amended Article 35 - Historical financial information Chapter VI
Chapter VI · 1 unchanged
Annexes
- renamed Annex IV - Minimum disclosure requirements for the debt and derivative securities registration document (schedule) (Debt and derivative securities with a denomination per unit of less than EUR►M5100 000◄) was “Annex IV - Minimum disclosure requirements for the debt and derivative securities registration document (schedule) (Debt and derivative securities with a denomination per unit of less than EUR 50 000)”
- amendedrenamed Annex V - Minimum disclosure requirements for the securities note related to debt securities (schedule) (Debt securities with a denomination per unit of less than EUR►M5100 000◄) was “Annex V - Minimum disclosure requirements for the securities note related to debt securities (schedule) (Debt securities with a denomination per unit of less than EUR 50 000)”
- amended Annex VII - Minimum disclosure requirements for asset-backed securities registration document (schedule)
- amended Annex VIII - Minimum disclosure requirements for the asset-backed securities additional building block
- renamed Annex IX - Minimum disclosure requirements for the debt and derivative securities registration document (schedule) (Debt and derivative securities with a denomination per unit of at least EUR►M5100 000◄) was “Annex IX - Minimum disclosure requirements for the debt and derivative securities registration document (schedule) (Debt and derivative securities with a denomination per unit of at least EUR 50 000)”
- amended Annex X - Minimum disclosure requirements for the depository receipts issued over shares (schedule) INFORMATION ABOUT THE ISSUER OF THE UNDERLYING SHARES
- amended Annex XII - Minimum Disclosure Requirements for the Securities Note for derivative securities (schedule)
- amendedrenamed Annex XIII - Minimum Disclosure Requirements for the Securities Note for debt securities with a denomination per unit of at least EUR►M5100 000◄(Schedule) was “Annex XIII - Minimum Disclosure Requirements for the Securities Note for debt securities with a denomination per unit of at least EUR 50 000 (Schedule)”
- amended Annex XV - Minimum disclosure requirements for the registration document for securities issued by collective investment undertakings of the closed-end type (schedule)
- amended Annex XVIII - Table of combinations
- inserted Annex XX
- inserted Annex XXI - List of additional information in final terms
- inserted Annex XXII - Disclosure requirements in summaries
- inserted Annex XXIII - Proportionate Schedule for Minimum Disclosure Requirements for the Share Registration Document for Rights Issues
- inserted Annex XXIV - Proportionate Schedule for Minimum Disclosure Requirements for the Share Securities Note for Rights Issues
- inserted Annex XXV - Proportionate Schedule for Minimum Disclosure Requirements for the Share Registration Document for SMEs and companies with reduced market capitalisation
- inserted Annex XXVI - Proportionate Schedule for Minimum Disclosure Requirements for the Debt and Derivative Securities < 100 000 EUR Registration Document for SMEs and companies with reduced market capitalisation(9)
- inserted Annex XXVII - Proportionate Schedule for Minimum Disclosure Requirements for the Debt and Derivative Securities ≥ 100 000 EUR Registration Document for SMEs and companies with reduced market capitalisation (schedule)(10)
- inserted Annex XXVIII - Proportionate Schedule for Minimum Disclosure Requirements for the Depositary Receipts issued over shares for SMEs and companies with reduced market capitalisation(11)
- inserted Annex XXIX - Proportionate Schedule for Minimum Disclosure Requirements for Issues by Credit Institutions referred to in Article 1(2)(j) of Directive 2003/71/EC