◷
New version applies from 01/07/2013 — introduced by Commission Delegated Regulation (EU) No 621/2013.
39 provisions change.
Later versions: 28/08/2013, 01/01/2015, 24/03/2016.
Commission Regulation (EC) No 809/2004
Not in force · replaced by Commission Delegated Regulation (EU) 2019/980
01/07/2012 → 22/09/2012: 2 inserted · 0 removed · 56 amended · 0 moved · 0 renamed · 53 unchanged
Position-only shifts inside the same heading are not changes. Amended = the printed text changed.
Preamble
Preamble · 1 unchanged
Recitals
- amended Recital 1
- amended Recital 2
- amended Recital 3
- amended Recital 4
- amended Recital 5
- amended Recital 6
- amended Recital 7
- amended Recital 8
- amended Recital 9
- amended Recital 10
- amended Recital 11
- amended Recital 12
- amended Recital 13
- amended Recital 14
- amended Recital 15
- amended Recital 16
- amended Recital 17
- amended Recital 18
- amended Recital 19
- amended Recital 20
- amended Recital 21
- amended Recital 22
- amended Recital 23
- amended Recital 24
- amended Recital 25
- amended Recital 26
- amended Recital 27
- amended Recital 28
- amended Recital 29
- amended Recital 30
- amended Recital 31
- amended Recital 32
- amended Recital 33
- amended Recital 34
- amended Recital 35
- amended Recital 36
- amended Recital 37
- amended Recital 38
- amended Recital 39
Chapter I - SUBJECT MATTER AND DEFINITIONS
Chapter I · 3 unchanged
Chapter II - MINIMUM INFORMATION
- amended Article 3 - Minimum information to be included in a prospectus Chapter II
- inserted Article 20a - Additional information building block for consent given in accordance with Article 3(2) of Directive 2003/71/EC Chapter II
- amended Article 22 - Minimum information to be included in a base prospectus and its related final terms Chapter II
Chapter II · 21 unchanged
Article 4 · Article 4a · Article 5 · Article 6 · Article 7 · Article 8 · Article 9 · Article 10 · Article 11 · Article 12 · Article 13 · Article 14 · Article 15 · Article 16 · Article 17 · Article 18 · Article 19 · Article 20 · Article 21 · Article 23 · Article 24
Chapter III - FORMAT OF THE PROSPECTUS, BASE PROSPECTUS AND SUPPLEMENTS
Chapter III · 2 unchanged
Chapter IIIA - PROPORTIONATE DISCLOSURE REGIME
Chapter IIIA · 3 unchanged
Chapter IV - INFORMATION AND INCORPORATION BY REFERENCE
Chapter IV · 1 unchanged
Chapter V - PUBLICATION AND DISSEMINATION OF ADVERTISEMENTS
Chapter V · 6 unchanged
Article 29 · Article 30 · Article 31 · Article 32 · Article 33 · Article 34
Chapter VI - TRANSITIONAL AND FINAL PROVISIONS
Chapter VI · 2 unchanged
Annexes
- amended Annex I - Minimum Disclosure Requirements for the Share Registration Document (schedule)
- amended Annex III - Minimum disclosure requirements for the share securities note (schedule)
- amended Annex IV - Minimum disclosure requirements for the debt and derivative securities registration document (schedule) (Debt and derivative securities with a denomination per unit of less than EUR►M5100 000◄)
- amended Annex V - Minimum disclosure requirements for the securities note related to debt securities (schedule) (Debt securities with a denomination per unit of less than EUR►M5100 000◄)
- amended Annex X - Minimum disclosure requirements for the depository receipts issued over shares (schedule) INFORMATION ABOUT THE ISSUER OF THE UNDERLYING SHARES
- amended Annex XI - Minimum Disclosure Requirements for the Banks Registration Document (schedule)
- amended Annex XII - Minimum Disclosure Requirements for the Securities Note for derivative securities (schedule)
- amended Annex XIII - Minimum Disclosure Requirements for the Securities Note for debt securities with a denomination per unit of at least EUR►M5100 000◄(Schedule)
- amended Annex XV - Minimum disclosure requirements for the registration document for securities issued by collective investment undertakings of the closed-end type (schedule)
- amended Annex XX
- amended Annex XXII - Disclosure requirements in summaries
- amended Annex XXIII - Proportionate Schedule for Minimum Disclosure Requirements for the Share Registration Document for Rights Issues
- amended Annex XXIV - Proportionate Schedule for Minimum Disclosure Requirements for the Share Securities Note for Rights Issues
- amended Annex XXV - Proportionate Schedule for Minimum Disclosure Requirements for the Share Registration Document for SMEs and companies with reduced market capitalisation
- amended Annex XXVIII - Proportionate Schedule for Minimum Disclosure Requirements for the Depositary Receipts issued over shares for SMEs and companies with reduced market capitalisation(11)
- inserted Annex XXX - Additional information regarding consent as referred to in Article 20a
Annexes · 14 unchanged
Annex II · Annex VI · Annex VII · Annex VIII · Annex IX · Annex XIV · Annex XVI · Annex XVII · Annex XVIII · Annex XIX · Annex XXI · Annex XXVI · Annex XXVII · Annex XXIX