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Preamble

Preamble

COMMISSION DIRECTIVE 2006/73/EC

of 10 August 2006

implementing Directive 2004/39/EC of the European Parliament and of the Council as regards organisational requirements and operating conditions for investment firms and defined terms for the purposes of that Directive

(Text with EEA relevance)

THE COMMISSION OF THE EUROPEAN COMMUNITIES,

Having regard to the Treaty establishing the European Community,

Having regard to Directive 2004/39/EC of the European Parliament and of the Council of 21 April 2004 on markets in financial instruments amending Council Directives 85/611/EEC and 93/6/EEC and Directive 2000/12/EC of the European Parliament and of the Council and repealing Council Directive 93/22/EEC 1, and in particular Article 4(2), Article 13(10), Article 18(3), Article 19(10), Article 21(6), Article 22(3) and Article 24(5) thereof,

Whereas:

HAS ADOPTED THIS DIRECTIVE:

  1. 1 OJ L 145, 30.4.2004, p. 1 . Directive as amended by Directive 2006/31/EC ( OJ L 114, 27.4.2006, p. 60 ). ↩
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