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Preamble
Recitals 28
Chapter I - GENERAL (Article 1-6) 6
Chapter II - RECORD-KEEPING: CLIENT ORDERS AND TRANSACTIONS (Article 7-8) 2
Chapter III - TRANSACTION REPORTING (Article 9-16) 8
Chapter IV - MARKET TRANSPARENCY (Article 17-34) 18
Chapter V - ADMISSION OF FINANCIAL INSTRUMENTS TO TRADING (Article 35-37) 3
Chapter VI - DERIVATIVE FINANCIAL INSTRUMENTS (Article 38-39) 2
Chapter VII - FINAL PROVISIONS (Article 40-41) 2
Annexes 2
- Annex I
- Annex II

Recital 20

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Recital 20

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(20)The admission to trading on a regulated market of units issued by undertakings for collective investment in transferable securities should not allow the avoidance of the relevant provisions of Council Directive 85/611/EEC of 20 December 1985 on the coordination of laws, regulations and administrative provisions relating to undertakings for collective investment in transferable securities (UCITS) ³ , and in particular Articles 44 to 48 of that Directive.

3 OJ L 375, 31.12.1985, p. 3 . Directive as last amended by Directive 2005/1/EC of the European Parliament and of the Council ( OJ L 79, 24.3.2005, p. 9 ). ↩

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