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Preamble
Recitals 31
Chapter I - SUBJECT-MATTER, SCOPE AND DEFINITIONS (Article 1-3) 3
Chapter II - ADMINISTRATIVE PROCEDURES AND CONTROL MECHANISM (Article 12(1)(a) and Article 14(1)(c) of Directive 2009/65/EC) (Article 4-16) 14
Chapter III - CONFLICT OF INTERESTS (Article 12(1)(b) and Article 14(1)(d) and (2)(c) of Directive 2009/65/EC) (Article 17-21) 5
Chapter IV - RULES OF CONDUCT (Article 14(1)(a), (b) and (2)(a), (b) of Directive 2009/65/EC) (Article 22-29) 8
Chapter V - PARTICULARS OF THE STANDARD AGREEMENT BETWEEN A DEPOSITARY AND A MANAGEMENT COMPANY (Article 23(5) and Article 33(5) of Directive 2009/65/EC) (Article 30-37) 8
Chapter VI - RISK MANAGEMENT (Article 51(1) of Directive 2009/65/EC) (Article 38-45) 8
Chapter VII - FINAL PROVISIONS (Article 46-48) 3
Amending acts 1
- Commission Delegated Directive (EU) 2021/1270from 01/08/2022

Preamble

COMMISSION DIRECTIVE 2010/43/EU

of 1 July 2010

implementing Directive 2009/65/EC of the European Parliament and of the Council as regards organisational requirements, conflicts of interest, conduct of business, risk management and content of the agreement between a depositary and a management company

(Text with EEA relevance)

THE EUROPEAN COMMISSION,

Having regard to the Treaty on the Functioning of the European Union,

Having regard to Directive 2009/65/EC of the European Parliament and of the Council of 13 July 2009 on the coordination of laws, regulations and administrative provisions relating to undertakings for collective investment in transferable securities (UCITS) ¹, and in particular Article 12(3), Article 14(2), Article 23(6), Article 33(6) and Article 51(4) thereof,

Whereas:

HAS ADOPTED THIS DIRECTIVE:

1 OJ L 302, 17.11.2009, p. 32 . ↩

Official text · the act as publishedFrom the act as published (consolidated texts do not carry recitals or the preamble). Open full page ↗