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New version applies from 17/09/2014 — introduced by Regulation (EU) No 909/2014 (CSDR). 80 provisions change. Later versions: 31/01/2022, 09/01/2024, 16/01/2024. Article 1 changes in this version: compare with the current text.

Article 1 - Scope

Article 1
Scope

1. This Regulation shall apply to the following:

((a))

financial instruments within the meaning of point (a) of Article 2(1) that are admitted to trading on a trading venue in the Union, including such instruments when traded outside a trading venue;

((b))

derivatives referred to in points (4) to (10) of Section C of Annex I to Directive 2004/39/EC that relate to a financial instrument referred to in point (a) or to an issuer of such a financial instrument, including such derivatives when traded outside a trading venue;

((c))

debt instruments issued by a Member State or the Union and derivatives referred to in points (4) to (10) of Section C of Annex I to Directive 2004/39/EC that relate or are referenced to debt instruments issued by a Member State or the Union.

2. Articles 18, 20 and 23 to 30 shall apply to all financial instruments within the meaning of point (a) of Article 2(1).

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