Preamble
Recitals 12
Chapter I - GENERAL (Article 1-2) 2
Chapter II - SUPPLEMENTARY SPECIFICATION OF DEFINITIONS PURSUANT TO ARTICLE 2(2) AND ARTICLE 3(7)(a) (Article 3-4) 2
Chapter III - NET SHORT POSITIONS PURSUANT TO ARTICLE 3(7)(b) (Article 5-11) 7
Chapter IV - NET SHORT POSITIONS IN FUNDS OR GROUPS PURSUANT TO ARTICLE 3(7)(c) (Article 12-13) 2
Chapter V - COVERED SOVEREIGN CREDIT DEFAULT SWAPS PURSUANT TO ARTICLE 4(2) (Article 14-20) 7
Chapter VI - NOTIFICATION THRESHOLDS FOR NET SHORT POSITIONS IN SOVEREIGN DEBT PURSUANT TO ARTICLE 7(3) (Article 21) 1
Chapter VII - PARAMETERS AND METHODS FOR CALCULATING LIQUIDITY THRESHOLD FOR SUSPENDING RESTRICTIONS ON SHORT SALES OF SOVEREIGN DEBT PURSUANT TO ARTICLE 13(4) (Article 22) 1
Chapter VIII - SIGNIFICANT FALL IN VALUE FOR FINANCIAL INSTRUMENTS OTHER THAN LIQUID SHARES PURSUANT TO ARTICLE 23 (Article 23) 1
Chapter IX - ADVERSE EVENTS OR DEVELOPMENTS PURSUANT TO ARTICLE 30 (Article 24-25) 2
Annexes 2
- Annex I - PART 1
- Annex II - PART 1
Amending acts 1
- Commission Delegated Regulation (EU) 2015/97from 12/02/2015

Recital 10

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Recital 10

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(10)No threshold for a significant fall in the value of the unit price of a listed UCITS, except for exchange-traded funds that are UCITS, is specified in this Regulation as although the price may vary freely in the trading venue, it is subject to a rule in Directive 2009/65/EC of the European Parliament and of the Council of 13 July 2009 on the coordination of laws, regulations and administrative provisions relating to undertakings for collective investment in transferable securities (UCITS) ² which keeps the prices close to the net asset value of the UCITS. No threshold for a significant fall in the value of derivatives is specified other than those specified in this Regulation.

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