Regulation (EU) No 600/2014 (MIFIR)
26/06/2021 → 01/01/2022: 26 inserted · 0 removed · 15 amended · 0 moved · 0 renamed · 97 unchanged
Position-only shifts inside the same heading are not changes. Amended = the printed text changed.
Preamble
Preamble · 1 unchanged
Recitals
Recitals · 55 unchanged
Recital 1 · Recital 2 · Recital 3 · Recital 4 · Recital 5 · Recital 6 · Recital 7 · Recital 8 · Recital 9 · Recital 10 · Recital 11 · Recital 12 · Recital 13 · Recital 14 · Recital 15 · Recital 16 · Recital 17 · Recital 18 · Recital 19 · Recital 20 · Recital 21 · Recital 22 · Recital 23 · Recital 24 · Recital 25 · Recital 26 · Recital 27 · Recital 28 · Recital 29 · Recital 30 · Recital 31 · Recital 32 · Recital 33 · Recital 34 · Recital 35 · Recital 36 · Recital 37 · Recital 38 · Recital 39 · Recital 40 · Recital 41 · Recital 42 · Recital 43 · Recital 44 · Recital 45 · Recital 46 · Recital 47 · Recital 48 · Recital 49 · Recital 50 · Recital 51 · Recital 52 · Recital 53 · Recital 54 · Recital 55
Title I - SUBJECT MATTER, SCOPE AND DEFINITIONS
- amended Article 1 - Subject matter and scope Title I
- amended Article 2 - Definitions Title I
Title II - TRANSPARENCY FOR TRADING VENUES
Title II · 11 unchanged
Article 3 · Article 4 · Article 5 · Article 6 · Article 7 · Article 8 · Article 9 · Article 10 · Article 11 · Article 12 · Article 13
Title III - TRANSPARENCY FOR SYSTEMATIC INTERNALISERS AND INVESTMENT FIRMS TRADING OTC AND TICK SIZE REGIME FOR SYSTEMATIC INTERNALISERS
- amended Article 22 - Providing information for the purposes of transparency and other calculations Title III
Title III · 10 unchanged
Article 14 · Article 15 · Article 16 · Article 17 · Article 17a · Article 18 · Article 19 · Article 20 · Article 21 · Article 23
Title IV - TRANSACTION REPORTING
- amended Article 26 - Obligation to report transactions Title IV
- amended Article 27 - Obligation to supply financial instrument reference data Title IV
Title IV · 2 unchanged
Title IVA - DATA REPORTING SERVICES inserted
- inserted Title IVA › Chapter 1 - Authorisation of data reporting services providers
- inserted Article 27a Title IVA › Chapter 1
- inserted Article 27b - Requirement for authorisation Title IVA › Chapter 1
- inserted Article 27c - Authorisation of data reporting services providers Title IVA › Chapter 1
- inserted Article 27d - Procedures for granting and refusing applications for authorisation Title IVA › Chapter 1
- inserted Article 27e - Withdrawal of authorisation Title IVA › Chapter 1
- inserted Article 27f - Requirements for the management body of a data reporting services provider Title IVA › Chapter 1
- inserted Title IVA › Chapter 2 - Conditions for APAs, CTPs and ARMs
- inserted Article 27g - Organisational requirements for APAs Title IVA › Chapter 2
- inserted Article 27h - Organisational requirements for CTPs Title IVA › Chapter 2
- inserted Article 27i - Organisational requirements for ARMs Title IVA › Chapter 2
Title V - DERIVATIVES
Title V · 7 unchanged
Article 28 · Article 29 · Article 30 · Article 31 · Article 32 · Article 33 · Article 34
Title VI - NON-DISCRIMINATORY CLEARING ACCESS FOR FINANCIAL INSTRUMENTS
Title VI · 4 unchanged
Title VIA - ESMA POWERS AND COMPETENCES inserted
- inserted Title VIA › Chapter 1 - Competences and procedures
- inserted Article 38a - Exercise of ESMA’s powers Title VIA › Chapter 1
- inserted Article 38b - Request for information Title VIA › Chapter 1
- inserted Article 38c - General investigations Title VIA › Chapter 1
- inserted Article 38d - On-site inspections Title VIA › Chapter 1
- inserted Article 38e - Exchange of information Title VIA › Chapter 1
- inserted Article 38f - Professional secrecy Title VIA › Chapter 1
- inserted Article 38g - Supervisory measures by ESMA Title VIA › Chapter 1
- inserted Title VIA › Chapter 2 - Administrative sanctions and other administrative measures
- inserted Article 38h - Fines Title VIA › Chapter 2
- inserted Article 38i - Periodic penalty payments Title VIA › Chapter 2
- inserted Article 38j - Disclosure, nature, enforcement and allocation of fines and periodic penalty payments Title VIA › Chapter 2
- inserted Article 38k - Procedural rules for taking supervisory measures and imposing fines Title VIA › Chapter 2
- inserted Article 38l - Hearing of the persons concerned Title VIA › Chapter 2
- inserted Article 38m - Review by the Court of Justice Title VIA › Chapter 2
- inserted Article 38n - Authorisation and supervisory fees Title VIA › Chapter 2
- inserted Article 38o - Delegation of tasks by ESMA to competent authorities Title VIA › Chapter 2
Title VII - SUPERVISORY MEASURES ON PRODUCT INTERVENTION AND POSITIONS
- amended Article 40 - ESMA temporary intervention powers Title VII › Chapter 1
- amended Article 41 - EBA temporary intervention powers Title VII › Chapter 1
- amended Article 45 - Position management powers of ESMA Title VII › Chapter 2
Title VII · 4 unchanged
Title VIII - PROVISION OF SERVICES AND PERFORMANCE OF ACTIVITIES BY THIRD-COUNTRY FIRMS FOLLOWING AN EQUIVALENCE DECISION WITH OR WITHOUT A BRANCH
- amended Article 47 - Equivalence decision Title VIII
Title VIII · 3 unchanged
Title IX - DELEGATED AND IMPLEMENTING ACTS
- amended Article 50 - Exercise of the delegation Title IX › Chapter 1
- amended Article 51 - Committee procedure Title IX › Chapter 2
Title X - FINAL PROVISIONS
- amended Article 52 - Reports and review Title X
- amended Article 53 - Amendment of Regulation (EU) No 648/2012 Title X
- amended Article 54 - Transitional provisions Title X
- inserted Article 54a - Transitional measures related to ESMA Title X
- inserted Article 54b - Relations with auditors Title X
- amended Article 55 - Entry into force and application Title X