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Preamble
Recitals 81
Title I - SUBJECT MATTER, SCOPE AND DEFINITIONS (Article 1-2) 2
Title II - SECURITIES SETTLEMENT (Article 3-9) 7
Title III - CENTRAL SECURITIES DEPOSITORIES (Article 10-53) 44
- Chapter I - Authorisation and supervision of CSDs (Article 10-25) 16
- Chapter II - Requirements for CSDs (Article 26-48) 23
  - Section 1 - Organisational requirements (Article 26-31) 6
  - Section 2 - Conduct of business rules (Article 32-35) 4
    
    Article 32 - General provisions
    
    Article 33 - Requirements for participation
    
    Article 34 - Transparency
    
    Article 35 - Communication procedures with participants and other market infrastructures
  - Section 3 - Requirements for CSD services (Article 36-41) 6
  - Section 4 - Prudential requirements (Article 42-47) 6
  - Section 5 - Requirements for CSD links (Article 48) 1
- Chapter III - Access to CSDs (Article 49-53) 5
Title IV - PROVISION OF BANKING-TYPE ANCILLARY SERVICES FOR CSD PARTICIPANTS (Article 54-60) 7
Title V - SANCTIONS (Article 61-66) 6
Title VI - DELEGATION OF POWER, IMPLEMENTING POWERS, TRANSITIONAL, AMENDING AND FINAL PROVISIONS (Article 67-76) 10
Annexes 1
- Annex 1 - LIST OF SERVICES
Amending acts 4

Article 32 - General provisions

Article 32

General provisions

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1.A CSD shall have clearly defined goals and objectives that are achievable, such as in the areas of minimum service levels, risk-management expectations and business priorities.

2.A CSD shall have transparent rules for the handling of complaints.

Official text · consolidated version 01/07/2016 (no longer in force) Open full page ↗

Metadata

✓ In force

↻ Amendments (1)

01/07/2016 current by Regulation (EU) 2016/1033
17/09/2014 first version in the database

Used here (1)

central securities depository2