ANNEX III
‘ANNEX V
LIST OF THIRD COUNTRIES AND TERRITORIES FOR THE PURPOSES OF ARTICLE 5 (CREDIT INSTITUTIONS AND INVESTMENT FIRMS)
Credit institutions:
(1) | Australia |
(2) | Brazil |
(3) | Canada |
(4) | China |
(5) | Guernsey |
(6) | Hong Kong |
(7) | India |
(8) | Isle of Man |
(9) | Japan |
(10) | Jersey |
(11) | Mexico |
(12) | Monaco |
(13) | Saudi Arabia |
(14) | Singapore |
(15) | South Africa |
(16) | Switzerland |
(17) | USA |
Investment firms:
(1) | Australia |
(2) | Brazil |
(3) | Canada |
(4) | China |
(5) | Hong Kong |
(6) | Indonesia |
(7) | Japan (limited to Type I Financial Instruments Business Operators) |
(8) | Mexico |
(9) | South Korea |
(10) | Saudi Arabia |
(11) | Singapore |
(12) | South Africa |
(13) | USA’ |