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Article 1 - Information necessary for the registration

Article 1
Information necessary for the registration

A third-country firm applying for the provision of investment services or performance of activities throughout the Union in accordance with the second subparagraph of Article 46(4) of Regulation (EU) No 600/2014 shall submit the following information to ESMA:

((a))

full name of the firm, including its legal name and any other trading name to be used by the firm;

((b))

contact details of the firm, including the head office address, telephone number and email address;

((c))

contact details of the person in charge of the application, including telephone number and email address;

((d))

website, where available;

((e))

national identification number of the firm, where available;

((f))

legal entity identifier (LEI) of the firm, where available;

((g))

Business Identifier Code (BIC) of the firm, where available;

((h))

name and address of the competent authority of the third country that is responsible for the supervision of the firm; where more than one authority is responsible for supervision, the details of the respective areas of competence shall be provided;

((i))

the link to the register of each competent authority of the third country, where available;

((j))

information on which investment services, activities, and ancillary services it is authorised to provide in the country where the firm is established;

((k))

the investment services to be provided and activities to be performed in the Union, together with any ancillary services.

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