ANNEX
National securities exchanges registered with the US Securities and Exchange Commission and considered equivalent to regulated markets as defined in Directive 2014/65/EU:
(a) | BOX Options Exchange LLC |
(b) | Cboe BYX Exchange, Inc. (formerly Bats BYX Exchange, Inc.; BATS Y-Exchange, Inc.) |
(c) | Cboe BZX Exchange, Inc. (formerly Bats BZX Exchange, Inc.; BATS Exchange, Inc.) |
(d) | Cboe C2 Exchange, Inc. |
(e) | Cboe EDGA Exchange, Inc. (formerly Bats EDGA Exchange, Inc.; EDGA Exchange, Inc.) |
(f) | Cboe EDGX Exchange, Inc. (formerly Bats EDGX Exchange, Inc.; EDGX Exchange, Inc.) |
(g) | Cboe Exchange, Inc. |
(h) | Chicago Stock Exchange, Inc. |
(i) | The Investors Exchange LLC |
(j) | Miami International Securities Exchange |
(k) | MIAX PEARL, LLC |
(l) | Nasdaq BX, Inc. (formerly NASDAQ OMX BX, Inc.; Boston Stock Exchange) |
(m) | Nasdaq GEMX, LLC (formerly ISE Gemini) |
(n) | Nasdaq ISE, LLC (formerly International Securities Exchange, LLC) |
(o) | Nasdaq MRX, LLC (formerly ISE Mercury) |
(p) | Nasdaq PHLX LLC (formerly NASDAQ OMX PHLX, LLC; Philadelphia Stock Exchange) |
(q) | The Nasdaq Stock Market |
(r) | New York Stock Exchange LLC |
(s) | NYSE Arca, Inc. |
(t) | NYSE MKT LLC (formerly NYSE AMEX and the American Stock Exchange) |
(u) | NYSE National, Inc. (formerly National Stock Exchange, Inc.) |
Alternative trading systems registered with the US Securities and Exchange Commission and considered equivalent to regulated markets as defined in Directive 2014/65/EU:
(a) | Aqua Securities L.P. |
(b) | ATS-1 |
(c) | ATS-4 |
(d) | ATS-6 |
(e) | Barclays ATS |
(f) | Barclays DirectEx |
(g) | BIDS Trading, L.P. |
(h) | CIOI |
(i) | CitiBLOC |
(j) | CITICROSS |
(k) | CODA Markets, Inc |
(l) | Credit Suisse Securities (USA) LLC |
(m) | Deutsche Bank Securities, Inc |
(n) | eBX LLC |
(o) | Instinct X |
(p) | Instinet Continuous Block Crossing System (CBX) |
(q) | Instinet, LLC (Instinet Crossing, Instinet BLX) |
(r) | Instinet, LLC (BlockCross) |
(s) | JPB-X |
(t) | J.P. Morgan ATS ('JPM-X') |
(u) | JSVC LLC |
(v) | LiquidNet H2O ATS |
(w) | Liquidnet Negotiation ATS |
(x) | Luminex Trading & Analytics LLC |
(y) | National Financial Services, LLC |
(z) | POSIT |
(aa) | SIGMA X2 |
(bb) | Spot Quote LLC |
(cc) | Spread Zero LLC |
(dd) | UBS ATS |
(ee) | Ustocktrade |
(ff) | Virtu MatchIt |
(gg) | XE |