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Commission Delegated Regulation (EU) 2017/392

Preamble
Recitals 60
Chapter I - GENERAL PROVISIONS (Article 1) 1
Chapter II - DETERMINATION OF THE MOST RELEVANT CURRENCIES AND PRACTICAL ARRANGEMENTS FOR THE CONSULTATION OF THE RELEVANT COMPETENT AUTHORITIES (Article 12(1)(b) and (c) of Regulation (EU) No 909/2014) (Article 2-3) 2
Chapter III - AUTHORISATION OF CSDs (Article 17 of Regulation (EU) No 909/2014) (Article 4-38) 35
- Section 1 - General information on applicant CSDs (Article 4-7) 4
- Section 2 - Financial resources for the provision of services by the applicant CSD (Article 8) 1
- Section 3 - Organisational requirements (Article 9-17) 9
- Section 4 - Conduct of business rules (Article 18-22) 5
- Section 5 - Requirements for services provided by CSDs (Article 23-30) 8
- Section 6 - Prudential requirements (Article 31-35) 5
- Section 7 (Article 36) 1
- Section 8 - Access to CSDs (Article 37) 1
- Section 9 - Additional information (Article 38) 1
  - Article 38 - Request for additional information
Chapter IV - PARTICIPATION OF CSDs IN CERTAIN ENTITIES (Article 18(3) of Regulation (EU) No 909/2014) (Article 39) 1
Chapter V - REVIEW AND EVALUATION (Article 22 of Regulation (EU) No 909/2014) (Article 40-45) 6
Chapter VI - RECOGNITION OF A THIRD-COUNTRY CSD (Article 25(6) of Regulation (EU) No 909/2014) (Article 46) 1
Chapter VII - RISK MONITORING TOOLS (Article 26(1) to (7) of Regulation (EU) No 909/2014) (Article 47-52) 6
Chapter VIII - RECORD-KEEPING (Article 29(3) of Regulation (EU) No 909/2014) (Article 53-58) 6
Chapter IX - RECONCILIATION MEASURES (Article 37(4) of Regulation (EU) No 909/2014) (Article 59-65) 7
Chapter X - OPERATIONAL RISKS (Article 45(1) to (6) of Regulation (EU) No 909/2014) (Article 66-80) 15
Chapter XI - INVESTMENT POLICY (Article 46(2), (3) and (5) of Regulation (EU) No 909/2014) (Article 81-83) 3
Chapter XII - CSD LINKS (Article 48(3), (5), (6) and (7) of Regulation (EU) No 909/2014) (Article 84-87) 4
Chapter XIII - ACCESS TO A CSD (Articles 33(5), 49(5), 52(3) and 53(4) of Regulation (EU) No 909/2014) (Article 88-90) 3
Chapter XIV - AUTHORISATION TO PROVIDE BANKING TYPE OF ANCILLARY SERVICES (Article 55(1) and (2) of Regulation (EU) No 909/2014) (Article 91-94) 4
Chapter XV - FINAL PROVISIONS (Article 95-96) 2
Annexes 3

Article 38 - Request for additional information

Article 38

Request for additional information

The competent authority may request from the applicant CSD any additional information necessary for assessing whether, at the time of granting the authorisation, the applicant CSD complies with the requirements of Regulation (EU) No 909/2014.

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