ANNEX I
Template for reporting and transmission of information on internalised settlement
Internalised Settlement | |||||||||
Settlement Internaliser Information | |||||||||
C0010 | |||||||||
Country code | R0010 | ||||||||
Reporting timestamp | R0020 | ||||||||
Reporting period | R0030 | ||||||||
LEI | R0040 | ||||||||
Name of person responsible | R0050 | ||||||||
Function of person responsible | R0060 | ||||||||
Phone number | R0070 | ||||||||
Email address | R0080 | ||||||||
Aggregate | Rate | ||||||||
Settled | Failed | Total | Failed | ||||||
Volume | Value (EUR) | Volume | Value (EUR) | Volume | Value (EUR) | Volume % | Value % | ||
C0020 | C0030 | C0040 | C0050 | C0060 | C0070 | C0080 | C0090 | ||
Overall total | R0090 | ||||||||
Financial instruments | |||||||||
Transferable securities referred to in point (a) of Article 4(1)(44) of Directive 2014/65/EU of the European Parliament and of the Council (1) | R0100 | ||||||||
Sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU | R0110 | ||||||||
Transferable securities referred to in point (b) of Article 4(1)(44) of Directive 2014/65/EU other than sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU | R0120 | ||||||||
Transferable securities referred to in point (c) of Article 4(1)(44) of Directive 2014/65/EU | R0130 | ||||||||
Exchange-traded funds as defined in point (46) of Article 4(1) of Directive 2014/65/EU | R0140 | ||||||||
Units in collective investment undertakings, other than exchange-traded funds | R0150 | ||||||||
Money market instruments other than sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU | R0160 | ||||||||
Emission allowances | R0170 | ||||||||
Other financial instruments | R0180 | ||||||||
Type of transactions | |||||||||
Purchase or sale of securities | R0190 | ||||||||
Collateral management operations | R0200 | ||||||||
Securities lending and securities borrowing | R0210 | ||||||||
Repurchase transactions | R0220 | ||||||||
Other securities transactions | R0230 | ||||||||
Type of client | |||||||||
Professional clients as defined in point (10) of Article 4(1) of Directive 2014/65/EU | R0240 | ||||||||
Retail clients as defined in point (11) of Article 4(1) of Directive 2014/65/EU | R0250 | ||||||||
Cash Transfers | |||||||||
Total Cash Transfers | R0260 | ||||||||
Each Issuer CSD Information | |||||||||
C0100 | |||||||||
Issuer CSD identifier | R0270 | ||||||||
Issuer CSD country code | R0280 | ||||||||
Aggregate | Rate | ||||||||
Settled | Failed | Total Settled Failed | Failed | ||||||
Volume | Value (EUR) | Volume | Value (EUR) | Volume | Value (EUR) | Volume % | Value % | ||
C0110 | C0120 | C0130 | C0140 | C0150 | C0160 | C0170 | C0180 | ||
Overall total | R0290 | ||||||||
Financial instruments | |||||||||
Transferable securities referred to in point (a) of Article 4(1)(44) of Directive 2014/65/EU | R0300 | ||||||||
Sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU | R0310 | ||||||||
Transferable securities referred to in point (b) of Article 4(1)(44) of Directive 2014/65/EU other than sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU | R0320 | ||||||||
Transferable securities referred to in point (c) of Article 4(1)(44) of Directive 2014/65/EU | R0330 | ||||||||
Exchange-traded funds as defined in point (46) of Article 4(1) of Directive 2014/65/EU | R0340 | ||||||||
Units in collective investment undertakings other than ETFs | R0350 | ||||||||
Money market instruments other than sovereign debt referred to in Article 4(1)(61) of Directive 2014/65/EU | R0360 | ||||||||
Emission allowances | R0370 | ||||||||
Other financial instruments | R0380 | ||||||||
Type of transactions | |||||||||
Purchase or sale of securities | R0390 | ||||||||
Collateral management operations | R0400 | ||||||||
Securities lending and securities borrowing | R0410 | ||||||||
Repurchase transactions | R0420 | ||||||||
Other securities transactions | R0430 | ||||||||
Type of client | |||||||||
Professional clients as defined in point (10) of Article 4(1) of Directive 2014/65/EU | R0440 | ||||||||
Retail clients as defined in point (11) of Article 4(1) of Directive 2014/65/EU | R0450 | ||||||||
Cash Transfers | |||||||||
Total Cash Transfers | R0460 | ||||||||
(1) Directive 2014/65/EU of the European Parliament and of the Council of 15 May 2014 on markets in financial instruments and amending Directive 2002/92/EC and Directive 2011/61/EU (OJ L 173, 12.6.2014, p. 349).