Open on EUR-Lex ↗

Article 73 - Record keeping of rights and obligations of the investment firm and the client(Article 25(5) of Directive 2014/65/EU)

Article 73
Record keeping of rights and obligations of the investment firm and the client(Article 25(5) of Directive 2014/65/EU)

Record keeping of rights and obligations of the investment firm and the client

(Article 25(5) of Directive 2014/65/EU)

Records which set out the respective rights and obligations of the investment firm and the client under an agreement to provide services, or the terms on which the firm provides services to the client, shall be retained for at least the duration of the relationship with the client.

Official text · consolidated version 02/08/2022 (in force) Open full page ↗
5 queries · page built in 6 msInventory f82bbfa3