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Article 24 - Systems and controls of investment firms acting as general clearing members (Article 17(6) of Directive 2014/65/EU)

Article 24
Systems and controls of investment firms acting as general clearing members (Article 17(6) of Directive 2014/65/EU)

Any systems used by an investment firm acting as a general clearing member (‘clearing firm’) to support the provision of its clearing services to its clients shall be subject to appropriate due diligence assessments, controls and monitoring.

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