ANNEX
FORMAT FOR AN APPLICATION FOR REGISTRATION OR EXTENSION OF REGISTRATION AS A TRADE REPOSITORY | |
GENERAL INFORMATION | |
Date of application | |
Corporate name of the trade repository | |
Legal address of the trade repository | |
The types of securities financing transactions for which the trade repository is applying to be registered | |
Name of the person responsible for the application | |
Contact details of the person responsible for the application | |
Name of the person(s) responsible for the compliance for the trade repository or involved in compliance assessments for the trade repository | |
Contact details of the person(s) responsible for the compliance for the trade repository or involved in compliance assessments for the trade repository | |
Identification of any parent company or any subsidiaries | |
DOCUMENT REFERENCES (1) | |||
Article of (EU) 2019/359 | Unique reference number of the document | Title of the document | Chapter/section/page of the document where the information is provided or reason why the information is not provided |
(1) For all information required in Commission Delegated Regulation (EU) 2019/359 with the exception of points (a), (c) and (g) of Article 1 thereof.