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Article 28c - EU Follow-on prospectus for non-equity securities

Article 28c
EU Follow-on prospectus for non-equity securities

1.An EU Follow-on prospectus for non-equity securities drawn up in accordance with Article 14a of Regulation (EU) 2017/1129 shall contain the following information:

(a)

where an EU Follow-on prospectus for non-equity securities is drawn up as a single document referred to in Article 14a(4), third subparagraph, of Regulation (EU) 2017/1129, it shall contain the information referred to in Annex 31 to this Regulation and, where applicable, any additional information referred to in Section 3 of Chapter II of this Regulation;

(b)

where an EU Follow-on prospectus for non-equity securities is drawn up as separate documents referred to in Article 14a(4), third subparagraph, of Regulation (EU) 2017/1129, it shall divide the required information into:

(i)

a registration document for an EU Follow-on prospectus (‘EU Follow-on registration document’), which shall contain the information referred to in Annex 32 to this Regulation and, where applicable, any additional information referred to in Section 3 of Chapter II of this Regulation;

(ii)

a securities note for an EU Follow-on prospectus (‘EU Follow-on securities note’), which shall contain the information referred to in Annex 33 to this Regulation and, where applicable, any additional information referred to in Section 3 of Chapter II of this Regulation;

(iii)

a summary where required by Article 7(1) of Regulation (EU) 2017/1129, drawn up in accordance with Article 7(12a) of that Regulation.

2.The information contained in Annexes 31, 32 and 33 shall be referred to as either of the following:

(a)

wholesale-specific, where that information refers specifically to non-equity securities that comply with any of the conditions set out in Article 7(1), second subparagraph, points (a) or (b), of Regulation (EU) 2017/1129; or

(b)

retail-specific, where that information refers specifically to non-equity securities other than those referred to in point (a) of this paragraph.

Official text · consolidated version 18/06/2026 (in force) Open full page ↗
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