ANNEX I
REPORTING TEMPLATES
PP.01.01.33
CONTENT OF THE SUBMISSION
C0010 | ||
Template Code - Template name | ||
PP.01.02.33 - Basic Information - General | R0010 | |
PP.52.01.33 – PEPP and PEPP saver information | R0020 | |
PP.06.02.33 - List of assets | R0030 | |
PP.06.03.33 - Collective investment undertakings - look - through approach | R0040 | |
PP.08.03.33 – Aggregate information on open derivatives | R0050 |
PP.01.02.33
BASIC INFORMATION – GENERAL
C0010 | ||
PEPP name | R0010 | |
PEPP registration number | R0020 | |
Language of reporting | R0030 | |
Reporting submission date | R0040 | |
Financial year end | R0050 | |
Reporting reference date | R0060 | |
Regular/Ad hoc submission | R0070 | |
Currency used for reporting | R0090 | |
Product still commercialised? | R0260 | |
Type of entity | R0270 | |
Use of common pool of assets for all investments options | R0280 |
PP.52.01.33
PEPP AND PEPP SAVER INFORMATION (1)
Costs | ||||||
Administration costs | Distribution costs | Investment costs | Costs of capital guarantees, if any | |||
Costs of advice | ||||||
C0020 | C0040 | C0050 | C0060 | C0100 | ||
Basic PEPP | R0010 | |||||
Alternative investment options | R0040 | |||||
PEPP AND PEPP SAVER INFORMATION (2)
Country |
Number of PEPP savers | Financial and saver flows | ... | |||
Total gross contributions received | Total gross investment returns | ||||
C0150 | C0160 | C0170 | |||
Basic PEPP | R0010 | ||||
Commercialised in the country | R0020 | ||||
In run-off | R0030 | ||||
Alternative investment options | R0040 | ||||
Commercialised in the country | R0050 | ||||
In run-off | R0060 | ||||
Financial and saver flows | ... | ||||||
Number of notifications in accordance with Article 20(1) received from PEPP savers that have changed their residence to another Member State | |||||||
Benefit payments not related to retirement | |||||||
Total benefit payments | Benefit payments related to retirement | Benefit payments related to retirement paid through annuities | Benefit payments related to retirement paid through lump sum | Benefit payments related to retirement paid through drawdown payments | |||
C0190 | C0200 | C0210 | C0220 | C0230 | C0240 | C0250 | |
Financial and saver flows | Assets | Obligations | |||||
Number of requests for opening a sub-account in accordance with Article 20(2) of Regulation (EU) 2019/1238 | Number of sub-accounts opened in accordance with Article 20(2) of Regulation (EU) 2019/1238 | Number of requests from PEPP savers for switching in accordance with Article 20(5)(a) of Regulation (EU) 2019/1238 | Actual transfers made in accordance with Article 20(5)(a) of Regulation (EU) 2019/1238 | Number of requests from PEPP savers for switching made in accordance with Article 52(3) of Regulation (EU) 2019/1238 | Actual transfers made in accordance with Article 52(3) of Regulation (EU) 2019/1238 | ||
C0260 | C0270 | C0280 | C0290 | C0300 | C0310 | C0320 | C0330 |
Number of complaints |
C0340 |
PP.06.02.33
LIST OF ASSETS
INFORMATION ON POSITIONS HELD
Asset ID Code and Type of code | Basic PEPP/alternative investment options | Country of custody | Custodian | Quantity | ... |
C0011 | C0010 | C0040 | C0050 | C0060 | |
Par amount | Valuation method | Acquisition value | Accrued interest | Market asset value |
C0070 | C0075 | C0080 | C0090 | C0100 |
INFORMATION ON ASSETS
Asset ID Code and Type of code | Item title | Issuer name | Issuer code and Type of issuer code | Issuer sector | ... |
C0011 | C0130 | C0140 | C0150 | C0170 | |
Issuer group | Issuer Group Code and Type of issuer group code | Issuer country | Currency | CIC | ... |
C0180 | C0190 | C0210 | C0220 | C0230 | |
Alternative investment | External rating | Nominated ECAI | Unit price | Unit percentage of par amount price | Duration | Maturity date |
C0240 | C0250 | C0260 | C0370 | C0380 | C0270 | C0280 |
PP.06.03.33
COLLECTIVE INVESTMENT UNDERTAKINGS – LOOK-THROUGH APPROACH
Collective Investments Undertaking ID Code and Type of code | Underlying asset category | Country of issue | Currency | Total amount |
C0010 | C0030 | C0040 | C0050 | C0060 |
PP.08.03.33
INFORMATION ON POSITIONS HELD – NOTIONAL AMOUNT
Notional amount | ||||
Basic PEPP | Alternative investment | PEPP assets | ||
C0010 | C0030 | C0050 | ||
Interest rate swaps (D1) | R0010 | |||
Forward exchange rate agreement (F2) | R0020 | |||
Other derivatives | R0030 | |||
INFORMATION ON POSITIONS HELD – VALUE
Value | ||||
Basic PEPP | Alternative investment options | PEPP assets | ||
C0020 | C0040 | C0060 | ||
Interest rate swaps (D1) | R0010 | |||
Forward exchange rate agreement (F2) | R0020 | |||
Other derivatives | R0030 | |||