1. The members and observers in the college of supervisors shall communicate to the group supervisor information about any situations in respect of which they have determined that an entity of an investment firm group which is under their supervisory remit:
has not complied with requirements in relation to the prudential supervision or market conduct supervision, laid down in:(i)Regulation (EU) 2019/2033, and, where relevant, Regulation (EU) No 575/2013 of the European Parliament and of the Council(5);(ii)Directive (EU) 2019/2034;(iii)Regulation (EU) No 600/2014 of the European Parliament and of the Council(6);(iv)Directive 2014/65/EU of the European Parliament and of the Council(7);(v)Directive 2014/59/EU of the European Parliament and of the Council(8);
Regulation (EU) 2019/2033, and, where relevant, Regulation (EU) No 575/2013 of the European Parliament and of the Council5;
Directive (EU) 2019/2034;
Regulation (EU) No 600/2014 of the European Parliament and of the Council6;
Directive 2014/65/EU of the European Parliament and of the Council7;
Directive 2014/59/EU of the European Parliament and of the Council8;
is subject to any of the administrative penalties or other administrative measures that have been imposed in accordance with Article 54 of Directive (EU) 2019/2034.
2. Based on the information exchanged in accordance with paragraph 1, the members and observers in the college of supervisors shall discuss with the group supervisor the possible impact of the issues of non-compliance or sanctions for the group entities concerned or for the investment firm group as a whole.