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Article 5 - General qualitative metrics for the determination of the additional own funds requirement

Article 5
General qualitative metrics for the determination of the additional own funds requirement

1. When determining the amount of the additional own fund requirements for the purposes of Articles 1, 2 and 3, competent authorities shall take into account the following:

((a))

the outcomes of the internal capital adequacy assessment process and the internal risk assessment process by the investment firm set out in Article 24 of Directive (EU) 2019/2034;

((b))

data reported in accordance with Articles 54 and 55 of Regulation (EU) 2019/2033;

((c))

the outcome of the reviews carried out in accordance with Articles 36 and 37 of Directive (EU) 2019/2034;

((d))

the results of any other supervisory activities;

((e))

other relevant inputs, including supervisory judgement.

2. Competent authorities shall ensure comparability in the quantification of the additional own funds requirement imposed across all investment firms under their supervisory remit.

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