ANNEX VII
Model for the communication by the competent authorities of a management company’s home Member State to the competent authorities of the management company’s host Member State under Article 17(2) letter (d) of Directive 2009/65/EC
NOTIFICATION LETTER
NOTIFICATION OF PERSONS RESPONSIBLE FOR A BRANCH (1) RELATED TO THE INTENTION OF A MANAGEMENT COMPANY TO ESTABLISH A BRANCH IN A MEMBER STATE OTHER THAN ITS HOME MEMBER STATE IN ACCORDANCE WITH ARTICLE 17, PARAGRAPH (2), LETTER (D) OF DIRECTIVE 2009/65/EC.
IN ______________________________________ (the host Member State)
Identification of the management Company | |
Management company | |
Management company LEI | |
National identification code of the management company (where available) | |
Management company’s home Member State | |
Address and, where different from address, registered office/domicile | |
Identification of the branch | |
Name of the branch | |
National identification code of the branch in the management company’s home Member State (where available) | |
National identification code of the branch in the Member State where the branch is established (where available) | |
Address and, where different from address, registered office/domicile | |
Are you notifying amendments to information already provided in an initial notification? Yes ☐ No ☐
In case the answer to this question is ‘Yes’, please highlight below the updated information compared to the previous notification and indicate the date of the previous notification: __________________
NOTIFICATION OF A PERSON RESPONSIBLE FOR:
☐ | The management of the branch |
☐ | The termination of the operations of the branch (2)
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(1) Please submit one separate form for each relevant person and one form per electronic file only.
(2) Notification of a person responsible for the termination of the branch should only be filed as an update where the termination of the branch is envisaged.