ANNEX V
Model notification letter regarding persons responsible for a branch to be submitted by EU AIFM to the competent authority of its home Member State intending to establish a branch in other Member States under Article 33(3), letter (c), of Directive 2011/61/EU
NOTIFICATION LETTER
NOTIFICATION OF PERSONS RESPONSIBLE FOR A BRANCH (1) RELATED TO THE INTENTION OF AN AIFM TO ESTABLISH A BRANCH IN A MEMBER STATE OTHER THAN ITS HOME MEMBER STATE IN ACCORDANCE WITH ARTICLE 33, PARAGRAPH (3), LETTER (C), OF DIRECTIVE 2011/61/EU.
IN ______________________________________ (the host Member State)
Identification of the AIFM | |
AIFM | |
AIFM LEI | |
National identification code of the AIFM (where available) | |
AIFM’s home Member State | |
Address and, where different from address, registered office/domicile | |
Identification of the branch | |
Name of the branch | |
National identification code of the branch in AIFM’s Home State (where available) | |
National identification of the branch in the Member State where the branch is established (where available) | |
Address and, where different from address, registered office/domicile | |
Are you notifying amendments to information already provided in an initial notification?
Yes ☐ No ☐
In case the answer to this question is ‘Yes’, please highlight below the updated information compared to the previous notification and indicate the date of the previous notification: ________________
NOTIFICATION OF A PERSON RESPONSIBLE FOR:
☐ | The management of the branch |
☐ | The termination of the operations of the branch (2)
| ||||||||||||||||||||||||||||||
(1) Please submit one separate form for each relevant person and one form per electronic file only.
(2) Notification of a person responsible for the termination of a branch should only be filled as an update where the termination of the branch is envisaged.
(3) Should not be identical with notified person.