Open on EUR-Lex ↗

Recital 2

Recital 2

(2)ESMA should assess the completeness of the file submitted by the investigating officer based on a list of documents. To ensure that the person subject to the investigation is able to adequately prepare their defence, ESMA should, before adopting a final decision to impose a fine or periodic penalty payment, give that person the right to provide further written comments.

Official text · the act as publishedFrom the act as published (consolidated texts do not carry recitals or the preamble). Open full page ↗
7 queries · page built in 4 msInventory f82bbfa3