1. An applicant seeking authorisation to operate a CT pursuant to Article 27db of Regulation (EU) No 600/2014 shall include in its application for authorisation the following information on the organisation:
information on the organisational structure of the applicant, including an organisational chart and a description of the human, technical and legal resources allocated to its business activities;
information on the operational separation policies and procedures to ensure segregation between the CTP and any other activities performed by the applicant;
information on the compliance policies and procedures of the CTP, including:(i)the name of the person or persons responsible for the approval and maintenance of those policies;(ii)the arrangements to monitor and enforce the compliance policies and procedures;(iii)the measures to be undertaken in the event of a breach which may result in a failure to meet the conditions for initial authorisation;(iv)a description of the procedure for reporting to ESMA any breach which may result in a failure to meet the conditions for initial authorisation;
the name of the person or persons responsible for the approval and maintenance of those policies;
the arrangements to monitor and enforce the compliance policies and procedures;
the measures to be undertaken in the event of a breach which may result in a failure to meet the conditions for initial authorisation;
a description of the procedure for reporting to ESMA any breach which may result in a failure to meet the conditions for initial authorisation;
a list of all outsourced functions and resources allocated to the control of the outsourced functions.
2. A CTP offering services other than data reporting services shall describe those services in the organisational chart provided under paragraph 1, point (a).