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Recital 9

Recital 9

(9)APAs should be able to delete and amend information received from an investment firm submitting the trade report where that investment firm is experiencing technical difficulties and cannot delete or amend the information itself. However, because APAs cannot be certain whether a perceived error or omission is indeed incorrect, as they were not a party to the executed trade, APAs should not be responsible for correcting information contained in published reports where the error or omission is attributable to the investment firm submitting the trade report.

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