ANNEX
(a) | Shares and depositary receipts | ‘Shares and depository receipts’ as referred to Article 4(1), point (44)(a), of Directive 2014/65/EU. |
(b) | Exchange traded funds, exchange traded notes and exchange traded commodities | ‘Exchange traded funds’ as defined in Article 4(1), point (46), of Directive 2014/65/EU. ‘ETCs’ and ‘ETNs’ as referred to in Table 2, third row, third column of Annex IV to Commission Delegated Regulation (EU) 2017/583 (1) and further specified in Table 2.4 of Section 2 of Annex III thereto. |
(c) | Certificates and other equity-like financial instruments | ‘Certificates’ as defined in Article 2(1), point (27), of Regulation (EU) No 600/2014 of the European Parliament and of the Council (2). ‘Other equity-like financial instrument’ as referred to in Table 2, fourth row, second column of Annex III to Commission Delegated Regulation (EU) 2017/587 (3). |
(d) | Bonds and money-market instruments | ‘Bonds’ as referred to in Article 4(1), point (44)(b), of Directive 2014/65/EU. ‘Money-market instruments’ as defined in Article 4(1), point (17), of Directive 2014/65/EU. |
(e) | Structured finance products | ‘Structured finance products’ as defined in Article 2(1), point (28), of Regulation (EU) No 600/2014. |
(f) | Options and futures admitted to trading on a trading venue | ‘Options’ and ‘futures’ as referred to in Section C, points (4) to (7) and (10) of Annex I to Directive 2014/65/EU. |
(g) | Other derivatives | Financial instruments as referred to in Section C, points (4) to (8) and (10) of Annex I to Directive 2014/65/EU, except options and futures admitted to trading on a trading venue. |
(h) | Financial contracts for differences | ‘Financial contracts for differences’ as referred to in Section C (9) of Annex I to Directive 2014/65/EU. |
(i) | Emission allowances | ‘Emission allowances’ as referred to in Section C (11) of Annex I to Directive 2014/65/EU. |
(j) | Other instruments | Financial instruments that do not fall within the definition of the classes as referred to in points (a) to (i). |
(1) Commission Delegated Regulation (EU) 2017/583 of 14 July 2016 supplementing Regulation (EU) No 600/2014 of the European Parliament and of the Council on markets in financial instruments with regard to regulatory technical standards on transparency requirements for trading venues and investment firms in respect of bonds, structured finance products, emission allowances and derivatives (OJ L 87, 31.3.2017, p. 229, ELI: http://data.europa.eu/eli/reg_del/2017/583/oj). (2) Regulation (EU) No 600/2014 of the European Parliament and of the Council of 15 May 2014 on markets in financial instruments and amending Regulation (EU) No 648/2012 (OJ L 173, 12.6.2014, p. 84, ELI: http://data.europa.eu/eli/reg/2014/600/oj). (3) Commission Delegated Regulation (EU) 2017/587 of 14 July 2016 supplementing Regulation (EU) No 600/2014 of the European Parliament and of the Council on markets in financial instruments with regard to regulatory technical standards on transparency requirements for trading venues and investment firms in respect of shares, depositary receipts, exchange-traded funds, certificates and other similar financial instruments and on transaction execution obligations in respect of certain shares on a trading venue or by a systematic internaliser (OJ L 87, 31.3.2017, p. 387, ELI: http://data.europa.eu/eli/reg_del/2017/587/oj). | ||