Annex 19 to Delegated Regulation (EU) 2019/980 is amended as follows:
(a) | in Section 2, item 2.2.11 is replaced by the following: ‘Item 2.2.11 | Where the assets comprise obligations of five or fewer obligors which are legal persons or are guaranteed by five or fewer legal persons or where an obligor or entity guaranteeing the obligations accounts for 20 % or more of the assets, or where 20 % or more of the assets are guaranteed by a single guarantor, so far as the issuer is aware or is able to ascertain from information published by the obligor(s) or guarantor(s), indicate either of the following: | | information relating to each obligor or guarantor as if it were an issuer drafting a registration document for non-equity securities (excluding items identified as being retail-specific); | Category A | where an obligor or guarantor has securities already admitted to trading on a regulated or equivalent third country market or SME Growth Market, its name, address, country of incorporation, significant business activities/investment policy and the name of the market in which its securities are admitted. | Category C’ |
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(b) | in Section 2, item 2.2.16 is replaced by the following: ‘Item 2.2.16 Where more than 10 % of the assets comprise equity securities that are not traded on a regulated or equivalent third country market or SME Growth Market, a description of those equity securities and equivalent information to that contained in the registration document for equity securities or, where applicable, the registration document for units issued by closed-end collective investment undertakings in respect of each issuer of those securities. Category A’ |