senior management

Defined in Article 2, Commission Directive 2006/73/EC

Definitions over time (1)

1. 22/09/2006 – today applies on 11/11/2026 Article 2, Commission Directive 2006/73/EC Scope: Whole act

   For the purposes of this Directive, the following definitions shall apply:

   ‘senior management’ means the person or persons who effectively direct the business of the investment firm as referred to in Article 9(1) of Directive 2004/39/EC.

Used in (7 places in 4 provisions on 11/11/2026)

Commission Directive 2006/73/EC (7 in 4)

Article 2 · Article 7 · Article 9⁴ · Article 14