Preamble
Recitals 16
Chapter I - SCOPE AND DEFINITIONS (Article 1-2) 2
Chapter II - CONFLICTS OF INTEREST AND INDUCEMENTS (Article 3-8) 6
Chapter III - ASSESSMENT OF SUITABILITY AND APPROPRIATENESS (Article 9-19) 11
Chapter IV - FINAL PROVISIONS (Article 20) 1
Amending acts 2
- Commission Delegated Regulation (EU) 2021/1257from 02/08/2022
- Commission Delegated Regulation (EU) 2018/541from 26/04/2018

relevant person

Definitions over time (1)

26/04/2018 – today applies on 12/11/2026 Article 2, Commission Delegated Regulation (EU) 2017/2359 Scope: Whole act

For the purposes of this Regulation, the following definitions shall apply:

‘relevant person’ in relation to an insurance intermediary or insurance undertaking, means any of the following: a director, partner or equivalent, or manager of the intermediary or undertaking, where applicable; an employee of the insurance intermediary or insurance undertaking, as well as any other natural person whose services are placed at the disposal and under the control of the insurance intermediary or insurance undertaking and who is involved in the distribution of insurance-based investment products; a natural person who is directly involved in the provision of services to the insurance intermediary or insurance undertaking under an outsourcing agreement for the purpose of the distribution by the intermediary or undertaking of insurance-based investment products;

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