Preamble
Recitals 31
Chapter I - SUBJECT-MATTER, SCOPE AND DEFINITIONS (Article 1-3) 3
Chapter II - ADMINISTRATIVE PROCEDURES AND CONTROL MECHANISM (Article 12(1)(a) and Article 14(1)(c) of Directive 2009/65/EC) (Article 4-16) 14
Chapter III - CONFLICT OF INTERESTS (Article 12(1)(b) and Article 14(1)(d) and (2)(c) of Directive 2009/65/EC) (Article 17-21) 5
Chapter IV - RULES OF CONDUCT (Article 14(1)(a), (b) and (2)(a), (b) of Directive 2009/65/EC) (Article 22-29) 8
Chapter V - PARTICULARS OF THE STANDARD AGREEMENT BETWEEN A DEPOSITARY AND A MANAGEMENT COMPANY (Article 23(5) and Article 33(5) of Directive 2009/65/EC) (Article 30-37) 8
Chapter VI - RISK MANAGEMENT (Article 51(1) of Directive 2009/65/EC) (Article 38-45) 8
Chapter VII - FINAL PROVISIONS (Article 46-48) 3
Amending acts 1
- Commission Delegated Directive (EU) 2021/1270from 01/08/2022

relevant person

Definitions over time (1)

01/08/2022 – today applies on 12/11/2026 Article 3, Commission Directive 2010/43/EU Scope: Whole act

For the purposes of this Directive, the following definitions shall apply in addition to the definitions set out in Directive 2009/65/EC:

‘relevant person’ in relation to a management company, means any of the following: a director, partner or equivalent, or manager of the management company; an employee of the management company, as well as any other natural person whose services are placed at the disposal and under the control of the management company and who is involved in the provision by the management company of collective portfolio management; a natural person who is directly involved in the provision of services to the management company under a delegation arrangement to third parties for the purpose of the provision by the management company of collective portfolio management;

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